Showing posts with label STATES. Show all posts
Showing posts with label STATES. Show all posts

Friday, 4 October 2013

10 States With the Highest Car Theft Rates

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10 States With the Highest Car Theft Rates

Which states have the highest car theft rates? According to a recent Federal Bureau of Investigations (FBI) report, the FBI collected data from all 50 states (and Puerto Rico) through the Uniform Crime Reporting Program to determine specific crime statistics by state.

Those statistics were calculated for the 2012 year, and include the rate of car theft in each state.

Based on this new data, what are the 10 states with the highest car theft rates?

2012 Car Theft Rates

The car theft rates among all 50 states and Puerto Rico, measuring the number of auto thefts per 100,000 inhabitants, are ranked as follows:

Washington D.C. at 579.0 thefts/100,000 residentsCalifornia at 443.2 thefts/100,000 residentsWashington at 382.8 thefts/100,000 residentsNevada at 363.1 thefts/100,000 residentsOklahoma at 303.1 thefts/100,000 residentsArizona at 292.3 thefts/100,000 residentsGeorgia at 287.7 thefts/100,000 residentsSouth Carolina at 279.5 thefts/100,000 residentsMissouri at 270.8 thefts/100,000 residentsNew Mexico at 261.9 thefts/100,000 residents

Protect Your Car

Even if you don't live in the top 10 worst auto theft states, car theft may be running rampant in your area. Do what you can to protect your car. Here are some precautionary measures you should take to help prevent your car from being stolen:

Don't leave valuables out in the open. Leaving things like cash, brand-name sunglasses, an expensive gadget like a smart phone, or expensive purses and clothes is like an open invitation for a thief to attempt to break into your car and then steal it.Make sure it's locked. Make sure, every time you get out of your car, that your car is properly locked. Check all doors -- not just the driver's side -- and make a habit of doing this.Park in a well-lit area. Make sure you park in a well-lit area when you can, or a spot that sees a lot of foot traffic. The more visible a thief may be when attempting to steal your car, the less promising your car will be to the potential auto thief.Be careful if you lend. If you lend your car to anyone, make sure it's trusted family member or friend. Some borrowers may be tempted to never return it. On top of that, you should also be wary of lending your car to a reckless driver; you could be liable if the driver causes an accident.

An extra couple of minutes to double check your doors or find a better parking spot could easily save you weeks of grief if your car is stolen. Remember, it's always better to be safe than sorry.

Related Resources:

Top 10 U.S. Cities for Car Thefts (FindLaw's Blotter)10 Cities with the Worst Car Theft Rates (FindLaw's Blotter)Alleged Car Thief Caught Playing Grand Theft Auto Video Game (FindLaw's Legally Weird)New Year's Day Is Top Car Theft Day (FindLaw's Blotter) September 19, 2013 in Legal Topic: Consumer Protection, Legal Topic: Criminal Law | Permalink

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Friday, 28 June 2013

UNITED STATES v. ROBLERO RAMIREZ

UNITED STATES of America, Plaintiff–Appellee v. Reynaldo ROBLERO–RAMIREZ, Defendant–Appellant.

No. 11–3832.

-- June 17, 2013

Before RILEY, Chief Judge, BYE and BENTON, Circuit Judges.

Reynaldo Roblero–Ramirez pled guilty to reentering the United States illegally after being deported for an aggravated felony conviction, in violation of 8 U.S.C. § 1326(a) and (b)(2). The district court imposed a sixteen level sentence enhancement under United States Sentencing Guidelines (U.S.S.G. or Guidelines) § 2L 1.2(b)(1)(A)(ii) after finding that Roblero–Ramirez previously had been convicted of a crime of violence. Because Roblero–Ramirez's 2006 Nebraska conviction for manslaughter was not a conviction for a crime of violence within the meaning of the applicable Guideline, we reverse and remand for resentencing.

I. BACKGROUND

A. Factual Background

On May 25, 2011, Fayetteville, Arkansas, Police Department officers (Fayetteville officers), encountered Roblero–Ramirez, a Guatemalan citizen, while investigating a domestic disturbance. United States Immigration and Customs Enforcement (ICE) officers alerted the Fayetteville officers that Roblero–Ramirez was suspected of immigration violations. The Fayetteville officers arrested Roblero–Ramirez on a state charge for obstructing governmental operations, and released him into ICE custody on May 26, 2011.

Roblero–Ramirez told the ICE officers he had illegally reentered the United States in February 2010, after having been deported. The ICE officers reviewed Roblero–Ramirez's alien registration file, which indicated Roblero–Ramirez was removed from this country on May 3, 1996; July 21, 2000; and January 3, 2008. The file also revealed that in March 2006, Roblero–Ramirez was sentenced after pleading guilty in Nebraska state court to manslaughter, in violation of Nebraska Revised Statute § 28–305.

B. Procedural History

Roblero–Ramirez pled guilty to illegal reentry into the United States after being deported for an aggravated felony conviction (manslaughter), in violation of 8 U.S.C. § 1326(a) and (b)(2). The district court conducted a thorough survey of the fifty states' and the federal manslaughter laws. The district court then focused on Nebraska Revised Statute § 28–305 where it described “the offense of killing another person without malice upon a sudden quarrel.” The district court concluded under its analysis “that [the § 28–305] definition squarely comports with the generic definition of manslaugter as it's adopted in a majority of the states.” Over Roblero–Ramirez's objection, the district court at sentencing increased Roblero–Ramirez's base offense level by sixteen levels, reasoning Roblero–Ramirez's 2006 Nebraska manslaughter conviction constituted a crime of violence under U.S.S.G. § 2L1.2(b)(1)(A)(ii). With this increase, the district court calculated an advisory Guidelines range of 46 to 57 months (level 21, category III). The district court sentenced Roblero–Ramirez to 46 months imprisonment.

The assistant federal public defender (FPD) representing Roblero–Ramirez on appeal filed a brief pursuant to Anders v. California, 386 U.S. 738, 744, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), asking this court “to determine whether there exist[ ] any non-frivolous issues for appeal” and moved to withdraw from representing Roblero–Ramirez. We denied the FPD's motion to withdraw, stating “a nonfrivolous issue exists as to whether the crime of manslaughter under the relevant Nebraska statute, as defined by the Nebraska courts at the time of Roblero–Ramirez's conviction, comported with the generic, contemporary definition of manslaughter.” The FPD filed a merits brief consistent with our order, requesting oral argument “only if the Court deems it necessary to assist in its decisional process.” On March 8, 2013, we scheduled this case for oral argument. On March 18, the FPD moved to waive oral argument. We granted this motion and accepted the case on the briefs, without oral argument.

II. DISCUSSION

A. Standard of Review and Applicable Law

Roblero–Ramirez argues the district court erred in imposing the sixteen level sentence enhancement under U.S.S.G. § 2L1.2(b)(1)(A)(ii) because Roblero–Ramirez's Nebraska manslaughter conviction was not a “crime of violence” as the term is used in the Guideline. We review this question of law de novo. See United States v. Medina–Valencia, 538 F.3d 831, 833 (8th Cir.2008). Under § 2L1.2(b)(1)(A)(ii), “[i]f the defendant previously was deported, or unlawfully remained in the United States, after · a conviction for a felony that is · a crime of violence,” the sentencing court should increase the defendant's base offense level by sixteen levels. The commentary on this provision explains the phrase “crime of violence” includes a manslaughter conviction “under federal, state, or local law.” Id. cmt. n. 1(B)(iii).1

B. Categorical Approach

We determine whether a prior conviction constitutes manslaughter under this Guideline using a categorical approach. See Medina–Valencia, 538 F.3d at 833. “Under this approach, we look ‘not to the facts of the particular prior case,’ but instead to whether ‘the state statute defining the crime of conviction’ categorically fits within the ‘generic’ federal definition of a corresponding” crime of violence. Moncrieffe v. Holder, 596 U.S. ––––, ––––, 133 S.Ct. 1678, 1684, ––– L.Ed.2d ––––, –––– (2013) (quoting Gonzales v. Duenas–Alvarez, 549 U.S. 183, 186, 127 S.Ct. 815, 166 L.Ed.2d 683 (2007)). By “generic” federal definition of a crime of violence, we mean the “sense in which the term is now used in the criminal codes of most States.” Taylor v. United States, 495 U.S. 575, 598, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990).

The categorical approach ensures the defendant's prior conviction “necessarily involved facts equating to the generic federal offense .” Moncrieffe, 569 U.S. at ––––, 133 St. Ct. at 1684 (quoting Shepard v. United States, 544 U.S. 13, 24, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005)) (alterations and quotation marks omitted). We only consider the statutory elements of the prior offense, not the underlying conduct, so “we must presume that the conviction ‘rested upon nothing more than the least of the acts' “ proscribed by the state law “and then determine whether even those acts are encompassed by the generic federal offense.” Id. at 1684–85 (quoting Johnson v. United States, 559 U.S. 133, 137, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010)) (alteration omitted). “Whether the noncitizen's actual conduct” was sufficient to satisfy this generic federal definition “ ‘is quite irrelevant.’ “ Id. at 1684 (quoting United States ex rel. Guarino v. Uhl, 107 F.2d 399, 400 (2d Cir.1939) (L.Hand, J.)). Thus, the categorical approach “asks what offense the noncitizen was ‘convicted’ of, not what acts he committed.” Id. at 1685 (internal citation omitted).

When a state statute of conviction is overinclusive, meaning the statute proscribes conduct that is consistent with the generic federal offense as well as conduct that is not, we apply the modified categorical approach to determine which of several, separately described crimes encompassed by the statute formed the basis of the defendant's conviction. See id. at 1684–85; Medina–Valencia, 538 F.3d at 833. Even under this modified approach, we do not consider what the defendant's actual conduct might have been. See id. We look only “to the charging documents, plea agreement, jury instructions, or comparable judicial records to determine whether the prior offense qualifies” as a crime of violence. Id.

This categorical approach “serves [the] ‘practical’ purpose[ of] promot[ing] judicial and administrative efficiency by precluding the relitigation of past convictions in minitrials conducted long after the fact.” Id. at, 133 S.Ct. at 1690 (quoting Chambers v. United States, 555 U.S. 122, 125, 129 S.Ct. 687, 172 L.Ed.2d 484 (2009)). This approach also avoids “ ‘potential unfairness' “ to defendants who might have difficulty establishing in a subsequent federal action the factual circumstances upon which the prior state conviction was based. Id . (quoting Taylor, 495 U.S. at 601). Even so, the categorical approach “is not an invitation to apply ‘legal imagination’ to the state offense; there must be ‘a realistic probability, not a theoretical possibility, that the State would apply its statute to conduct that falls outside the generic definition of a crime.’ “ Id. at ––––, 133 S.Ct. at 1684–85 (quoting Duenas–Alvarez, 549 U.S. at 193).

C. Crime of Violence

Nebraska Revised Statute § 28–305 provides “[a] person commits manslaughter if he kills another without malice, either upon a sudden quarrel, or causes the death of another unintentionally while in the commission of an unlawful act.” This statute proscribes two separate offenses: “sudden quarrel” manslaughter and “unlawful act” manslaughter. See State v. Pettit, 233 Neb. 436, 445 N.W.2d 890, 896 (Neb.1989). The parties agree Roblero–Ramirez was convicted under the sudden quarrel provision. Under the categorical approach, we must decide whether Nebraska's sudden quarrel prohibition fits within the definition of generic federal manslaughter. See Medina–Valencia, 538 F.3d at 833.

Roblero–Ramirez contends generic federal manslaughter requires intentional or reckless conduct, whereas the Nebraska statute criminalizes involuntary killing, i.e., unintentional conduct. The government agrees generic federal manslaughter requires, at least, a mens rea of recklessness. Our court has not considered the mens rea requirement for the generic federal manslaughter definition, but a number of our sister circuits have. All courts to address the issue agree with Roblero–Ramirez that generic manslaughter requires a mens rea of recklessness, at least. See United States v. Armijo, 651 F.3d 1226, 1236 (10th Cir.2011) (deciding generic manslaughter requires “purposeful or intentional behavior”); United States v. Hernandez–Rojas, 426 F. App'x 67, 70 (3d Cir.2011) (stating “ ‘generic, contemporary manslaughter · requires a recklessness mens rea ’ “ (quoting United States v. Dominguez–Ochoa, 386 F.3d 639, 646 (5th Cir.2004))); United States v. Peterson, 629 F.3d 432, 436–37 (4th Cir.2011) (deciding the mens rea required for generic federal manslaughter is “reckless” or “intentional” conduct); see also United States v. Gomez–Leon, 545 F.3d 777, 791, 795 (9th Cir.2008) (noting “the modern view appears to be that recklessness is an element of contemporary manslaughter” and “the notion of manslaughter is reserved for conduct that includes a more culpable mental state than mere negligence”). We need not decide at this time whether generic manslaughter requires “purposeful or intentional behavior,” Armijo, 651 F.3d at 1236, or mere “recklessness,” Dominguez–Ochoa, 386 F.3d at 646, because under either standard, the Nebraska manslaughter offense of which Roblero–Ramirez was convicted is broader than its generic federal counterpart.

Until 1994, the Nebraska courts interpreted the sudden quarrel manslaughter component of § 28–305 to prohibit the intentional killing of another, upon a sudden quarrel. See State v. Jones, 245 Neb. 821, 515 N.W.2d 654, 658 (Neb.1994) (citing Pettit, 445 N.W.2d at 905). In 1994, the Nebraska Supreme Court in Jones departed from this formulation. See id. at 658–59. Reasoning “ ‘the words “voluntary” and “involuntary” have not been a part of Nebraska's manslaughter statute since 1873,’ “ id. at 658 (quoting Pettit, 445 N.W.2d at 912 (Fahrnbruch, J., dissenting)), the Jones court determined “there is no requirement of an intention to kill in committing manslaughter. The distinction between second degree murder and manslaughter upon a sudden quarrel is the presence or absence of an intention to kill,” id. at 659. No Nebraska case thereafter required a reckless mens rea under the Jones interpretation. Cf. State v. Woods, 249 Neb. 138, 542 N.W.2d 410, 416 (Neb.1996) (following Jones, and instructing the district court on remand “to remove the word ‘intent’ from the manslaughter instruction”). Under the categorical approach, we cannot conclude Roblero–Ramirez's Nebraska manslaughter conviction, as interpreted by the Nebraska Supreme Court at the time, equates to the generic federal crime of manslaughter.

We recognize the Nebraska Supreme Court later overruled Jones, and reinstated Pettit, in State v. Smith, 282 Neb. 720, 806 N.W.2d 383, 394 (Neb.2011) (holding “an intentional killing committed without malice upon a ‘sudden quarrel,’ as that term is defined by our jurisprudence, constitutes the offense of manslaughter”). Although a Nebraska manslaughter conviction under the Smith–Pettit interpretation probably meets the mens rea requirement for generic federal manslaughter, see Armijo, 651 F.3d at 1236, the Smith–Pettit interpretation was not Nebraska law when Roblero–Ramirez was convicted in 2006.

We also recognize the district court was not made aware, during its thorough sentencing analysis, of the Nebraska Supreme Court's unusual interpretation in 2006 of manslaughter under § 28–305. Roblero–Ramirez's federal public defender advised the district court that no precedent allowed the court to “look at case law such as the · Nebraska v. Smith case.” However, the Nebraska manslaughter law for sudden quarrel in 2006 was overinclusive.

The district court's imposition of a sixteen level criminal history category enhancement under U.S.S.G. § 2L1.2(b)(1)(A)(ii) was a “ ‘non-harmless error,’ “ United States v. Tomac, 567 F.3d 383, 386 (8th Cir.2009) (quoting United States v. Spikes, 543 F.3d 1021, 1023 (8th Cir.2008)) (alteration omitted). Roblero–Ramirez is entitled to a new sentencing. See United States v. Barrientos, 670 F.3d 870, 873 (8th Cir.2012) (remanding for resentencing because the district court incorrectly calculated the defendant's criminal history points under the Guidelines).

III. CONCLUSION

We reverse and remand for resentencing, consistent with the Nebraska Supreme Court's manslaughter precedent at the time of Roblero–Ramirez's 2006 conviction and with our opinion today. On remand, the district court may apply further the modified categorical approach as may be appropriate.

FOOTNOTES

1.  The comment also defines “crime of violence” to include “any other offense under federal, state, or local law that has as an element the use, attempted use, or threatened use of physical force against the person of another.” The government has not proposed Roblero–Ramirez's crime of conviction qualifies as a crime of violence under this catch-all provision, so we do not consider that issue. See United States v. Greene, 513 F.3d 904, 906–07 (8th Cir.2008) (deciding the government waived an argument it did not raise at sentencing or in its opening appellate brief).

RILEY, Chief Judge.


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UNITED STATES v. CASTEEL

UNITED STATES of America, Plaintiff–Appellee v. Tiran Rodez CASTEEL, also known as Tiran R. Casteel, Defendant–Appellant.

United States of America, Plaintiff–Appellee v. Tiran Rodez Casteel, also known as Tiran R. Casteel, Defendant–Appellant.

Nos. 11–3717, 12–2707.

-- June 21, 2013

Before RILEY, Chief Judge, WOLLMAN and GRUENDER, Circuit Judges.

Paul Rosenberg, argued, Des Moines, IA, for Appellant.Shannon Leigh Olson, argued, Des Moines, IA, for Appellee.

Separate juries convicted Tiran Rodez Casteel (Casteel) of (1) carjacking, using or carrying a firearm in relation to a violent crime, obstructing justice, and witness tampering in the first trial; and (2) two counts of being a felon in possession of a firearm in the second. After the first trial, the district court1 sentenced Casteel to 319 months imprisonment for the first four convictions. At a separate sentencing after the second trial, the district court sentenced Casteel to 63 months for each of the firearms counts, to be served concurrently with each other and Casteel's four other counts of conviction. Casteel appeals, and we affirm.

I. BACKGROUND

A. Facts

On September 11, 2008, at approximately 11:30 p.m., Darlene Eitzen, a 76–year–old widow, was awake and alone in her Iowa farmhouse when two gunmen, later determined to be Casteel and his son Devan Casteel2 (collectively, Casteels), forced their way into Eitzen's home and robbed her. Devan held Eitzen in a chair at gunpoint while Casteel searched the house for valuables.

Eitzen suspected the robbers were responsible for a July 27, 2008 burglary of part of her deceased husband's coin collection because they seemed familiar with her house and the coin collection. Investigators later learned that in the days following the July 2008 burglary the Casteels sold more than $10,000 worth of coins at a coin shop in St. Joseph, Missouri.

The Casteels' armed robbery of Eitzen lasted about an hour. Eitzen spent most of the hour at gunpoint. Before the Casteels left, Devan twice warned Eitzen not to move from her chair because someone would be watching her. After the robbers left, Eitzen did not leave the chair for about forty-five minutes to an hour because she “was scared that they were out there and may even shoot [her].”

Once she felt safe enough to move, Eitzen tried to call for help, but the Casteels had cut the telephone lines. Eitzen later discovered her cell phone in a cup of water. Eitzen looked out the window and learned the Casteels had stolen her car. With no other way to summon help, Eitzen walked in the rain to a neighboring farmhouse where she called the local sheriff to report the robbery. When Deputy Jake Daly arrived at the neighbor's house at approximately 1:30 a.m. on September 12, 2008, he found Eitzen frightened and crying.

The robbery investigation quickly focused on the Casteels. Later in the morning on September 12, Casteel, a convicted felon, purchased two firearms from Special Agent Paul White, who, unrelated to the robbery investigation, was working undercover for the federal Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF). Devan placed the firearms in the backseat of the Casteels' green 1996 Pontiac Bonneville.

Shortly thereafter, ATF officers arrested Casteel for being a felon in possession of a firearm and Devan for aiding and abetting the firearm purchase. After the Casteels were in custody, ATF Agent Tully Kessler photographed and searched the Pontiac Bonneville incident to the arrests. In addition to the two firearms Casteel had just purchased, Agent Kessler discovered coins in a bank bag and coin box. Agent Kessler seized the firearms, but did not retrieve the coins at that time because they were not related to the firearms investigation.

Agent Kessler asked Iowa State Trooper John Hitchcock, who was assisting with the undercover operation, whether any robberies had been reported. Upon learning of the Eitzen robbery, law enforcement officers secured the Bonneville and obtained a search warrant for the car. Further investigation tied the coins to the Eitzen robbery.

A subsequent search of the house the Casteels shared with Casteel's girlfriend, Anna Dawn Hutt, revealed additional robbery evidence, including more coins; a map officers described as a “back way” to Eitzen's house through farm fields; computer evidence of internet searches about the Eitzens and rare coins; and an all-terrain vehicle (ATV) with burglary tools and fresh vegetation on it.

The robbery investigation also revealed Casteel had recruited others to take part in the robbery. Nathan Wilcoxson, Hutt's son, testified Casteel recruited him to rob Eitzen, and Wilcoxson even took part in a “dry run” with the Casteels before the robbery. Wilcoxson went with the Casteels to Eitzen's farm one night, but they aborted the robbery because it was too late to carry out Casteel's plan, which required Eitzen to be awake.

Wilcoxson testified Casteel instructed him “[a]fter the door was kicked in [Wilcoxson] was supposed to run to [Eitzen's] chair and hold her down while the other person went upstairs and got the coins .” If Eitzen resisted, Wilcoxson was to do “[a]nything in [his] power” to make her comply, including “[p]istol-whip her, hit her.” In attempting to recruit Timothy Blank to travel with Casteel by ATV to a house where they could rob the residents of their gold at gunpoint, Casteel warned Blank the robbers might have to kill their victims if the robbers used each other's names or the victims otherwise recognized them.

After his arrest, Casteel sought Wilcoxson's help in preventing Eitzen from testifying. While awaiting trial, Casteel made phone calls and wrote letters to Wilcoxson that Wilcoxson understood to mean Casteel wanted Wilcoxson to kill or harm Eitzen to prevent her from testifying against Casteel or, alternatively, arrange for someone else to “take care of business [Casteel's] way” so Eitzen would not “show up on the stand.” The government introduced transcripts of the calls and copies of the letters at trial in support of Wilcoxson's testimony. Casteel's cellmate, Anthony Formaro, testified Casteel spoke with him about arranging to have Eitzen “eliminated from existence on this earth.”

B. Procedural History

On February 19, 2009, a grand jury charged the Casteels in a nine-count third superseding indictment. Counts 1 and 3 charged Casteel with being a felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1), 924(a)(2), and 2. Count 1 related to Casteel's purchase of a Winchester 12–gauge shotgun at a garage sale; Count 3 related to Casteel's purchase of the two firearms from Special Agent White. Count 2 charged Devan with knowingly transferring a firearm to a felon, in violation of 18 U.S.C. §§ 922(d) and 924(a)(2).

Count 4 charged Casteel and Devan with carjacking, in violation of 18 U.S.C. §§ 2119 and 2. Counts 5 and 7 respectively charged Casteel and Devan with using or carrying a firearm and brandishing that firearm in relation to the violent federal crimes of carjacking and robbery, in violation of 18 U.S.C. § 924(c)(1)(A)(i) and (ii). Count 6 charged the Casteels with affecting commerce by robbery, in violation of 18 U.S.C. §§ 1951 and 2. Count 8 charged Casteel with obstruction or attempted obstruction of justice, in violation of 18 U.S.C. § 1503, and Count 9 charged Casteel with tampering with a witness by attempting to kill, in violation of 18 U.S.C. § 1512(a)(1)(A).

Before trial, the district court partially granted Casteel's motion to sever the firearms charges, finding the evidence related to Casteel's prior felony conviction would create a “high risk of prejudice” as to the remaining counts. The district court denied Casteel's motions to suppress evidence seized from the Bonneville and to exclude evidence related to the earlier robbery of Eitzen's residence.

On November 20, 2009, the jury convicted Casteel of all four counts submitted against him in the first trial. Casteel filed post-trial motions, which the district court denied.

Before sentencing, Casteel was twice evaluated by Dr. Dan Rogers, a clinical psychologist who had previously found Casteel incompetent to stand trial on fraud charges in 2004. In 2010 and 2011, Dr. Rogers concluded Casteel suffered from paranoid schizophrenia with depression, dementia, and mental retardation. Dr. Rogers opined Casteel was incompetent, and unlikely to have his competence restored.

On January 3, 2011, Casteel moved for a competency hearing pursuant to 18 U.S.C. § 4241(a). On the government's motion, the district court ordered a mental evaluation pursuant to 18 U.S.C. §§ 4241 and 4247. Beginning in April 2011, Dr. Ronald Nieberding, a forensic psychologist with the United States Department of Justice, observed Casteel on a nearly daily basis for six to eight weeks, frequently interacting with him. Dr. Nieberding concluded Casteel suffered from “mild symptoms of an underlying Schizoaffective Disorder,” but “appear[ed] to maintain an accurate factual and rational understanding of his current legal case” and “appear[ed] capable of consulting with, and assisting counsel at the” time of evaluation.

On September 14, 2011, the district court held a competency hearing at which Dr. Rogers, Dr. Nieberding, and Dr. Loren Olson, a psychiatrist, testified. Dr. Rogers and Dr. Nieberding each testified consistently with their reports. Dr. Olson did not opine as to Casteel's competency. Dr. Olson testified Dr. Rogers's and Dr. Nieberding's diagnoses seemed supported by their testing and that the diagnostic difference in this case between schizophrenia and schizoaffective disorder was minimal.

After the hearing, the district court determined Casteel suffered from some form of mental illness, but concluded Casteel was competent to proceed with sentencing. See 18 U.S.C. § 4241(d). In reaching that conclusion, the district court found Dr. Nieberding's determination of competence more credible than Dr. Rogers's contrary determination. The district court also denied Casteel's request to retroactively declare Casteel unfit to stand trial. On November 22, 2011, the district court sentenced Casteel to 319 months imprisonment and 5 years supervised release.

On February 29, 2012, after a two-day trial, a separate jury convicted Casteel of two counts of being a felon in possession of a firearm. The district court denied Casteel's pro se motion for judgment of acquittal. On July 11, 2012, the district court sentenced Casteel to 63 months on each of those counts to run concurrently with each other and with Casteel's 319–month sentence for his other counts of conviction. Casteel appeals his convictions and sentences.3

II. DISCUSSION

A. Competency

Casteel challenges the district court's competency rulings. “The conviction of an incompetent person is a violation of due process.” United States v. Rickert, 685 F.3d 760, 765 (8th Cir.2012) (citing Pate v. Robinson, 383 U.S. 375, 378 (1966)). “[A] defendant must be competent at all stages of the prosecution, including sentencing.” Id. A defendant is competent to stand trial or face sentencing “if he ‘has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding’ and ‘has a rational as well as factual understanding of the proceedings against him.’ “ Id. (quoting Dusky v. United States, 362 U.S. 402, 402 (1960) (per curiam)).

Section 4241(a) “directs the district court to grant a motion for a competency hearing when ‘there is reasonable cause to believe that the defendant may presently be suffering from a mental disease or defect rendering him mentally incompetent to the extent that he is unable to understand the nature and consequences of the proceedings against him or to assist properly in his defense.’ “ Id. (quoting 18 U.S.C. § 4241(a)). “The Constitution also requires an adequate hearing if there is sufficient doubt about the accused's competence.” Id. “In order to make a determination of competency, the district court should consider the behavior, demeanor, and prior psychiatric history of the defendant.” United States v. Turner, 644 F.3d 713, 721 (8th Cir.2011).

We review the district court's “decision not to order a competency evaluation or hold a competency hearing” for an abuse of discretion, id. at 723, and its “finding of competency for clear error,” United States v. Kiderlen, 569 F.3d 358, 363 (8th Cir.2009). See also Indiana v. Edwards, 554 U.S. 164, 177 (2008) (recognizing “the trial judge · will often prove best able to make more fine-tuned mental capacity decisions, tailored to the individualized circumstances of a particular defendant”).

Importantly, “not every manifestation of mental illness demonstrates incompetence.” Vogt v. United States, 88 F.3d 587, 591 (8th Cir.1996) (internal marks omitted). That a defendant suffers from a mental deficiency or demonstrates “bizarre, volatile, and irrational behavior” does not necessarily make him incompetent to stand trial. Id. (internal marks omitted). A defendant's competency is not static and may change over even a short period of time. See Lyons v. Luebbers, 403 F.3d 585, 593 (8th Cir.2005) (noting that a district court must remain alert to changing circumstances that may indicate that a defendant who was competent at the commencement of trial has become incompetent).

United States v. Ghane, 593 F.3d 775, 779 (8th Cir.2010).

1. Retroactive Determination

After his conviction in the first trial but before sentencing, Casteel requested that the district court make a retroactive determination of Casteel's competency at trial. The district court “decline[d] to make a retroactive determination regarding [Casteel's] competency to have stood trial,” questioning the court's authority under 18 U.S.C. § 4241 and Fed.R.Crim.P. 33(b)(2). The district court also determined the circumstances in Casteel's case did not warrant a retroactive competency determination. See Speedy v. Wyrick, 702 F.2d 723, 725 (8th Cir .1983) (stating “the test for determining whether a trial court should sua sponte order a competency hearing” under the rule of Pate ); Harkins v. Wyrick, 552 F.2d 1308, 1311 (8th Cir.1977) (explaining a post-conviction evaluation of a defendant's competency “is the proper remedy for wrongful denial of a pretrial [competency] hearing” when “a meaningful hearing · is still possible”). Casteel contends “the court below errored [sic] in failing to address whether Casteel was mentally competent during his trial.” We disagree.

Even if we assume the district court had the authority to grant Casteel a retroactive competency determination more than a year after judgment, Casteel fails to persuade us the district court committed reversible error in denying his requested relief. In arguing a retroactive competency determination was necessary, Casteel's counsel states, “Counsel beliefs [sic] that the Government, and perhaps the Court, will rely partially on Casteel's pretrial conduct and trial demeanor to assess his competency,” but Casteel fails to point to anything in Casteel's pretrial conduct and trial demeanor that would have alerted the district court to any competency issue at the time of trial. At oral argument, Casteel, through counsel, conceded Casteel made no irrational or incomprehensible comments nor had any outbursts before the district court.

Relying exclusively on Dr. Rogers's competency hearing testimony, Casteel maintains “[t]he record shows he was never restored to competence” after 2004. But Casteel acknowledges he is unable to say whether the district court, at the time of trial, was even aware of Casteel's 2004 incompetency determination. Casteel also ignores the other record competency evidence, including “the 2005 competency restoration examination that determined [Casteel's] competency had been restored” and Dr. Nieberding's competence determination, which the district court found “consistent with its own observations of [Casteel]” during and after trial. Mindful of “the district court's institutional advantage over the court of appeals in evaluating the demeanor of the defendant,” Rickert, 685 F.3d at 767, we conclude the district court did not abuse its discretion in deciding Casteel's circumstances did not warrant a retroactive competency determination. See Turner, 644 F.3d at 725–26 (concluding the trial court did not abuse its discretion in failing to order a competency hearing despite the defendant's prior diagnosis of paranoid schizophrenia and “bizarre or irrational” behavior at trial).

2. Firearms Trial and Sentencing

Casteel also contends the district court clearly erred in finding him competent (1) to stand trial for the firearms charges, and (2) at the time of each sentencing. Casteel's claims again fall short. Although he contends “[t]he expert testimony presented at the September 14th competency hearing clearly showed that [Casteel]'s mental health disorders have not resolved,” Casteel acknowledges “whether Tiran Casteel lacks competency is a close call” that “may hinge on the [district court's] own observations.”

The district court cited several compelling reasons for crediting Dr. Nieberding's conclusion that Casteel was competent despite his mental illness, rather than Dr. Rogers's contrary opinion. First, the district court questioned Dr. Rogers's determination that Casteel's current level of cognitive functioning was similar to what it was in 2004, despite the 2005 evaluation indicating Casteel's competency had been restored.

Second, the district court expressed concern about “the accuracy of some [of] the facts relied upon by Dr. Rogers” in concluding Casteel did not understand the proceedings against him. In particular, the district court questioned Dr. Rogers's surprise that Casteel, notwithstanding his familiarity with jails and prisons, did not understand that his letters about silencing Eitzen would not remain private. To the contrary, the district court reasonably found Casteel's coded language in his letters, “presumably to avoid detection,” supported “the exact opposite conclusion than that reached by Dr. Rogers” and demonstrated Casteel understood the proceedings against him because he sought to eliminate Eitzen as a key witness.

Third, the district court credited Dr. Nieberding's opinion because Dr. Nieberding interacted with Casteel more frequently and for a longer period than Dr. Rogers. Finally, as noted above, the district court determined Dr. Nieberding's determination of competence was more consistent with the court's own observations of Casteel's behavior during and after trial. “[I]t is ‘certainly within a district court's province to choose one expert's opinion over a competing qualified expert's opinion.’ “ United States v. DeCoteau, 630 F.3d 1091, 1096 (8th Cir.2011) (quoting Ghane, 593 F.3d at 781). The district court did not err in finding Casteel competent to stand trial and to proceed with sentencing.

B. Sufficiency of the Evidence—Felon in Possession

On August 2, 2008, Dennis Caudill of Coin, Iowa, held a garage sale at which he offered a Winchester 12–gauge shotgun for sale. The Casteels stopped at the sale, and Casteel picked up the shotgun, “looked it over,” and “made sure it worked.” On August 10, 2008, the Casteels returned to Caudill's residence unannounced, and Casteel negotiated the purchase of the shotgun for $300 cash. After Casteel exchanged the cash for the shotgun, Casteel handed the gun to Devan, who put the gun in the car. Caudill also signed a receipt Casteel prepared indicating Caudill sold the gun to Devan.

Later that month, Casteel negotiated the sale of the shotgun, along with two other guns, to Ricky Dean Rivers. Although Devan did not participate in the negotiations, Casteel advised Rivers that Rivers needed to pay Devan because Casteel “wasn't supposed to have guns.”

On September 12, 2008, Special Agent White, responding to an online advertisement as part of an undercover operation, arranged to meet Casteel at the America's Best Value Inn to sell Casteel two firearms—a Ruger .40 caliber pistol and a Colt Delta Elite 10 mm pistol. Casteel exchanged several e-mails and phone calls with officers regarding the firearms. Casteel, who was using the alias “Don Hutt,” arrived at the parking lot in the green Pontiac Bonneville driven by Devan.

Special Agent White showed the firearms to Casteel to inspect. Casteel first picked up and inspected the Colt, working the slide and removing and replacing the magazine. Casteel then examined the Ruger. While inspecting the firearms, Casteel told Special Agent White that the Casteels had an extensive collection and had recently purchased a large number of guns at auction. After inspecting the guns, Casteel pulled thirty twenty-dollar bills from his pocket to cover the $600 purchase price and gave the money to Special Agent White. Devan, who remained quiet during the negotiations, took the two firearms and placed them in the back seat of the Bonneville. Special Agent White's support team then arrested the Casteels.

On February 29, 2012, a jury convicted Casteel of being a felon in possession of a firearm as charged in Counts 1 and 3 of the indictment. To convict Casteel of possessing a firearm in violation of § 922(g), the government had to prove beyond a reasonable doubt (1) Casteel previously was “convicted of a crime punishable by a term of imprisonment exceeding one year”; (2) Casteel “knowingly possessed a firearm[;] and (3) the firearm” Casteel possessed moved “in or affect[ed] interstate commerce.” See United States v. Porter, 687 F.3d 918, 921 (8th Cir.2012). Casteel only challenges the sufficiency of the evidence of firearm possession.

“We review the sufficiency of the evidence de novo, ‘viewing evidence in the light most favorable to the government, resolving conflicts in the government's favor, and accepting all reasonable inferences that support the verdict.’ “ United States v. Teague, 646 F.3d 1119, 1121–22 (8th Cir.2011) (quoting United States v. Piwowar, 492 F.3d 953, 955 (8th Cir.2007)). We reverse “only if no reasonable jury could have found guilt beyond a reasonable doubt.” United States v. Herbst, 666 F.3d 504, 510 (8th Cir.2012). “ ‘When a sufficiency argument hinges on the interpretation of a statute, we review the district court's statutory interpretation de novo.’ “ United States v. Reed, 668 F.3d 978, 982 (8th Cir.2012) (quoting United States v. Gentry, 555 F.3d 659, 664 (8th Cir.2009)).

On appeal, Casteel maintains his “possession of the firearms alleged in counts 1 and 3 was simply a fleeting pre-purchase handling or inspection that does not arise [sic] to ‘possession’ for purposes of 18 U.S.C. § 92[2](g).” In Casteel's view, “[t]he evidence shows, even in a light most favorabl[e] to the government, that Tiran Casteel at most momentarily handled and inspected the guns prior to their purchase by his son Devan” and “[t]he ATF and Dennis Caudill never relinquished possession or control: the firearms were merely on display prior to purchase.”

“We have held that police observation of defendant's brief possession of a firearm is sufficient to support a conviction,” but left “open the question whether the duration of possession might ever be relevant to a finding of knowing possession.” United States v. Byers, 603 F.3d 503, 507 (8th Cir.2010); see also United States v. Wright, 682 F.3d 1088, 1090–91 (8th Cir.2012) (noting we have not adopted a “transitory or innocent possession” defense). Casteel's unduly narrow view of possession is at odds with the great weight of authority of other circuits deciding this issue.4 We need not decide whether to join those circuits to resolve this appeal.

Casteel did not object to the district court's jury instruction regarding possession or offer a separate instruction on his “fleeting” possession theory. See United States v. Ali, 63 F.3d 710, 717 n. 9 (8th Cir.1995) (“Because defendant failed to seek a proper instruction on his innocent possession theory, we need not, and do not, decide at this time whether an ‘innocent reasons' defense is available under § 922(g).”). And the district court permitted Casteel to argue to the jury that “touching, inspecting and negotiating a price” for the firearms in connection with Casteel's business of buying and selling used goods with Devan was not possession. Cf. United States v. Stover, 822 F.2d 48, 50 (8th Cir.1987) (deciding the defendant waived any claim of error when the district court provisionally permitted the defendant to argue innocent possession, but the defendant made no such argument).

After hearing Casteel's argument, the jury rejected Casteel's defense. Whatever the contours of any innocent or transitory possession defense to conviction under § 922(g) that may exist, the jury was not required to accept Casteel's theory, especially under the circumstances of this case. The evidence adduced at trial, viewed “ ‘in the light most favorable to the government,’ “ along with “ ‘all reasonable inferences that support the verdict,’ “ would permit a reasonable jury to conclude Casteel's possession of all three firearms was neither fleeting nor innocent. Teague, 646 F.3d at 1121–22 (quoting Piwowar, 492 F.3d at 955). The jury heard testimony that Casteel located firearms for purchase, looked them over, picked them up, inspected them, made sure they worked, negotiated a price, and paid for the firearms before passing them to his adult son Devan, presumably to be added to their extensive collection. The jury reasonably found Casteel possessed the firearms as required for conviction under § 922(g).

C. Suppression of Evidence

After officers arrested the Casteels in the motel parking lot, Agent Kessler photographed and searched the Bonneville incident to the arrests. In addition to the two firearms, Agent Kessler discovered coins in a bank bag and coin box. Agent Kessler seized the firearms, but did not retrieve the coins at that time because they were not related to his firearms investigation. After learning of the Eitzen robbery from Trooper Hitchcock, law enforcement officers secured the Bonneville and obtained a search warrant for the car.

Casteel argues “[t]he initial search of the Bonneville automobile violated [his] Fourth Amendment right to be free from unreasonable search and seizure.” See Katz v. United States, 389 U.S. 347, 357 (1967) (“[S]earches conducted outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment—subject only to a few specifically established and well-delineated exceptions.”) (footnote omitted). Casteel argues the search was improper under Arizona v. Gant, 556 U.S. 332 (2009), in which the Supreme Court held the following:

Police may search a vehicle incident to a recent occupant's arrest only if the arrestee is within reaching distance of the passenger compartment at the time of the search or it is reasonable to believe the vehicle contains evidence of the offense of arrest. When these justifications are absent, a search of an arrestee's vehicle will be unreasonable unless police obtain a warrant or show that another exception to the warrant requirement applies.

Gant, 556 U.S. at 351. According to Casteel, the district court should have suppressed the evidence of the robbery because the Casteels were handcuffed and secured away from the Bonneville and “[t]here was no reason for the agents officers believe [sic] evidence of the crime of arrest, possession of a firearm as a felon, would be found within the vehicle” once agents seized the firearms.

The district court denied Casteel's motion to suppress, finding Agent Kessler had probable cause to search the bank bag and coin box for paperwork evidencing the crime of being a felon in possession of a firearm. “When reviewing the denial of a motion to suppress, we review the district court's factual findings for clear error and the legal question of whether the Fourth Amendment was violated de novo.” United States v. Salamasina, 615 F.3d 925, 929 (8th Cir .2010). We reverse only if the denial “ ‘is unsupported by substantial evidence, based on an erroneous interpretation of applicable law, or, based on the entire record, it is clear a mistake was made.’ “ Id. (quoting United States v. Harper, 466 F.3d 634, 643 (8th Cir.2006)). The district court did not err in finding “no constitutional defect” with respect to the search.

We agree with the government that “[t]he circumstances of this crime provided ‘reason to believe’ there was additional evidence of the crime to be found in [the Bonneville], even after the firearms Casteel bought from ATF agents had been removed from the car.” See Gant, 556 U.S. at 344. Agent Kessler testified he searched the bank bag and coin box for ammunition and paperwork related to the firearms investigation. As the district court observed, that paperwork could have included printouts of Casteel's internet communications with the ATF, a map to the meeting location, or the receipt book Casteel filled out when he purchased the firearms from Special Agent White—all potential evidence of the crime of arrest. The officers' reasonable belief that there was additional evidence of the crime of arrest in the car supported their search of the box and bag containing the coins.

The officers were also permitted to rely on our then-binding pre-Gant precedent holding that when a police officer “ ‘has made a lawful custodial arrest of the occupant of an automobile, he may, as a contemporaneous incident of that arrest, search the passenger compartment of that automobile’ “ even “where the arrestee has exited the vehicle and has been handcuffed and placed in a police officer's patrol car,” United States v. Hrasky, 453 F.3d 1099, 1100–01 (8th Cir.2006) (quoting New York v. Belton, 453 U.S. 454, 459–60 (1981), and applying Belton's longstanding “bright-line” rule). See Davis v. United States, 564 U.S. ––––, ––––, 131 S.Ct. 2419, 2429 (2011) (upholding the admission of evidence obtained pursuant to a pre-Gant search of an automobile incident to the arrest of its occupants in reliance upon pre-Gant precedent authorizing such a search); United States v.. Tschacher, 687 F.3d 923, 933 (8th Cir.2012). “[S]earches conducted in objectively reasonable reliance on binding appellate precedent are not subject to the exclusionary rule.” Davis, 564 U.S. at ––––, 131 S.Ct. at 2423–24. The district court properly denied Casteel's motion to suppress.

D. Sentencing

Casteel contends “the district court committed two sentencing errors in failing to group all indictment offenses and in awarding three criminal history points for convictions contained in the same indictment as the offense of conviction.” In addition to denying error, the government asserts any sentencing error was harmless because the district “court imposed the sentences from Casteel's second trial wholly concurrently to those from his first trial,” leaving “no impact on the ultimate length of [Casteel's] sentence.”

We must disregard “[a]ny error, defect, irregularity, or variance that does not affect [Casteel's] substantial rights.” Fed.R.Crim.P. 52(a). When pressed at oral argument, Casteel could not articulate any harm he has suffered as a result of the district court's purported sentencing errors that affects his substantial rights. As such, we see no compelling reason to remand for resentencing. See United States v. Allmon, 500 F.3d 800, 806–07 (8th Cir.2007) (finding no prejudice to the defendant's substantial rights and no miscarriage of justice where a sentencing error did not increase the defendant's sentence beyond concurrent sentences properly imposed for other crimes); United States v. Moyer, 182 F.3d 1018, 1023 (8th Cir.1999) (concluding any sentencing error was harmless because the sentences for the challenged counts ran “concurrent to, and [were] shorter than” the sentences imposed for other counts of conviction).

E. Other Claims

Casteel's remaining challenges to the sufficiency of the evidence of carjacking and the admission of evidence related to the July 27, 2008 burglary are foreclosed by our rejection of identical claims in Devan's direct appeal. See Casteel, 663 F.3d at 1019–22. Indeed, in conceding our opinion in Casteel “squarely resolved or rejected” his remaining claims on the “exact same facts,” Casteel admitted at oral argument he had no new arguments, information, or facts for the court to consider.

III. CONCLUSION

We affirm.

FOOTNOTES

1.  The Honorable Robert W. Pratt, United States District Judge for the Southern District of Iowa.

2.  We affirmed Devan's convictions in United States v. Casteel, 663 F.3d 1013, 1015, 1022 (8th Cir.2011).

3.  We have appellate jurisdiction pursuant to 28 U.S.C. § 1291.

4.  See United States v. Matthews, 520 F.3d 806, 810 (7th Cir.2008) (deciding picking up firearms for a few seconds to inspect them “for the purpose of arranging a sale” was “precisely what section 922 was meant to prevent”); United States v. Gilbert, 430 F.3d 215, 218 (4th Cir.2005) (holding § 922(g) “in no way invites investigation into why the defendant possessed a firearm or how long that possession lasted”); United States v. Gaines, 295 F.3d 293, 300 (2d Cir.2002) (concluding evidence showing the defendant actually holding firearms while inspecting them before purchase was sufficient evidence of possession “however briefly it occurred”); United States v. Lane, 267 F.3d 715, 718 (7th Cir.2001) ( “Because a defendant can shoot a gun so quickly and easily once he holds it in his hands, we conclude that evidence showing that a felon held a gun is by itself a factor indicating that the defendant had the ability to exercise direct control over the firearm.”) (internal marks and quotation omitted); United States v. Adkins, 196 F.3d 1112, 1115 (10th Cir.1999) (discussing the “fleeting possession theory,” but finding it did not apply) overruled on other grounds by Chambers v. United States, 555 U.S. 122 (2009); United States v. Parker, 566 F.2d 1304, 1306 (5th Cir.1978) (explaining the fact “[t]hat possession is momentary is immaterial” under 26 U.S.C. § 5861 because “[t]he statute is written in absolute terms”); but cf. United States v. Mason, 233 F.3d 619, 624 (D.C.Cir.2000) (recognizing an innocent possession defense to a § 922(g)(1) charge provided “(1) the firearm was attained innocently and held with no illicit purpose and (2) possession of the firearm was transitory”).

RILEY, Chief Judge.


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UNITED STATES v. WIRTH

UNITED STATES of America, Plaintiff–Appellee v. Jeffrey John WIRTH, Defendant–Appellant.

No. 12–3368.

-- June 27, 2013

Before WOLLMAN and COLLOTON, Circuit Judges, and HOLMES,District Judge.1

William J. Otteson, AUSA, argued, Minneapolis, MN, for Plaintiff–Appellee.Jennifer M. Robbins, argued, Minneapolis, MN (Christopher William Madel and Aaron Rainbow Thom, on the briefs), for Defendant–Appellant.

Jeffrey John Wirth appeals from the district court's2 restitution order of $6,457,500, representing the amount of taxes Wirth owed but failed to pay from 2003 to 2005. He argues that the district court erred by relying on the testimony of an Internal Revenue Service (IRS) agent when calculating the amount of actual loss because the agent's calculations were not sufficiently supported by evidence and were otherwise erroneous. He also challenges the sufficiency of the evidence and argues that the district court erred by considering conduct outside the scope of the plea agreement, by failing to establish a restitution payment schedule, and by awarding restitution despite the complexity of the calculation thereof. We affirm.

I. Background

In 1988, Wirth, a certified public accountant (CPA) and honors accounting graduate, became the sole shareholder, owner, president, and CEO of The Wirth Companies (TWC), a Subchapter S corporation that managed approximately thirty other corporations and partnerships, all of which were owned, almost exclusively, by Wirth. Through these entities, Wirth developed and managed commercial real estate. Wirth's then-wife, Holly, served as TWC's CFO from 1988 until her separation from Wirth in 2006. From 1995 until 2009, Paul Fox served as TWC's controller, director of operations, and ultimately vice president of real estate services. Since the early 1990s, Wirth and Holly had their and TWC's tax returns prepared by Michael Murry, a CPA.

In 2007, the IRS commenced a civil audit of one of Wirth's companies. Thereafter, the audit expanded to TWC and to Wirth and Holly individually. In late 2007 or early 2008, the matter was referred to the IRS criminal division, thereby suspending the civil audit.

On August 17, 2011, a grand jury returned an indictment against Wirth, Holly, and Murry, charging, among other things, that they had conspired from or before January 2003 through at least February 2010 to defraud the United States by unlawfully evading the tax obligations of TWC, Wirth, and Holly, in violation of 18 U.S.C. § 371. On May 11, 2012, Wirth entered into a written plea agreement with the government, under which he pleaded guilty to the conspiracy-to-defraud charge in return for the dismissal of all other charges.

Wirth agreed to the following facts in the plea agreement. From at least 2003 and continuing until at least October 2006, he conspired with Holly and Murry to evade his, TWC's, and Holly's tax obligations. Specifically, he and Holly spent TWC's and several other Wirth-owned businesses' money for personal expenditures, including non-business travel and meals. He and Holly caused such spending to be recorded falsely on TWC's books and tax returns as business expenses. This false recording caused TWC's taxable business income to be understated falsely and reduced passthrough income flowing to his individual income tax returns. Wirth and Holly also failed to report on their federal tax returns as distributions more than $2 million in company money spent in 2003 to fund the purchase of an island in St. Alban's Bay, Lake Minnetonka, on which they planned to build a home for themselves, as well as at least $3 million in company money spent from 2003 to 2006 to fund the home's design and construction. From 2002 through 2005, Wirth grossly understated his reported wages at TWC—claiming only $12,000 per year—which resulted in his and TWC's underpayment of employment taxes. From 2003 through 2006, he caused to go unreported on TWC's tax returns substantial amounts of fee income earned by TWC during the construction and development of two properties, which caused the amount of adjusted gross income, taxable income, and total tax shown on his and Holly's income tax returns to be understated. Wirth, Holly, and Murry also caused year-end adjustments to TWC's and the related businesses' tax returns by recording management fees to reduce overall taxable income to nearly zero. These entries had no business purpose, reduced income from profitable companies, and increased income to nonprofitable companies.

The parties reached no agreement on the amount of restitution. At the government's request, the district court held a restitution hearing on September 14, 2012. At the hearing, IRS Agent Nona Bosshart and defense expert Rodney Oakes, a former IRS agent of some thirty-three years' experience, testified.

On September 19, 2012, the district court sentenced Wirth to 54 months' imprisonment and ordered $6,457,500 in restitution, consisting of $2,132,760 for the year ending December, 31, 2003; $1,474,011 for the year ending December 31, 2004; and $2,850,729 for the year ending December 31, 2005. The district court based its restitution order on the following findings, among others: that the restitution calculation was not so complex as to preclude the entry of such an award; that Bosshart's testimony “was thorough, exhaustive and credible”; that Wirth had improperly deducted a wide array of expenses and understated his wages; that Wirth benefitted from Bosshart's application of a 39–year straight-line depreciation method; that Wirth failed to offer credible evidence that he was entitled to the benefit of net operating losses (NOLs) from 2002 and 2007; that the government, in all likelihood, had understated Wirth's tax obligations; and that any confusion regarding the restitution calculation was a product of Wirth's poor bookkeeping. By way of a restitution payment schedule, the district court ordered that “[o]ver the period of incarceration the defendant shall make payments of either quarterly installments of a minimum of $25 if working non-UNICOR or a minimum of 50% of monthly earnings if working UNICOR. It is recommended that the defendant participate in the Inmate Financial Responsibility Program while incarcerated.”

II. Discussion

“We review the district court's decision to order restitution for abuse of discretion and its underlying fact determinations for clear error.” United States v. Gregoire, 638 F.3d 962, 973 (8th Cir.2011). “To the extent the district court interpreted the Mandatory Victims Restitution Act (MVRA) to determine its obligations in awarding restitution, we review those interpretations de novo.” United States v. Frazier, 651 F.3d 899, 903 (8th Cir.2011). “While the amount of loss calculation looks to the greater of actual or intended loss, the amount of restitution under the MVRA cannot exceed the actual, provable loss realized by the victims.” United States v. Alexander, 679 F.3d 721, 731 (8th Cir.2012) (internal quotation marks and citation omitted). “The government bears the burden of proving the amount of restitution based on a preponderance of the evidence.” Frazier, 651 F.3d at 903.

A. Bosshart's Restitution Calculation

Wirth argues that the district court erred in adopting Bosshart's restitution calculation. Specifically, he argues that Bosshart erred in her calculations and improperly based her calculations on unsupported and inaccurate assumptions.

Wirth first argues that Bosshart failed to afford him the benefit of NOLs from 2002 and 2007. He argues that he was given the benefit of a NOL from 2006 and that Oakes testified that if he were afforded the benefit of NOLs from 2002 and 2007 there would be no actual loss to the government and thus no restitution. The district court concluded that Wirth was not entitled to the benefit of the claimed 2002 or 2007 NOLs because they were “not credibly based on reliable tax return information[.]” Bosshart testified that, in making her adjustments and calculations, she did not afford Wirth the benefit of the claimed 2002 or 2007 NOLs because she did not find them credible, because the 2002 records were closed, and because Wirth could seek the benefit of the NOLs at later collection proceedings. Considering Bosshart's testimony, the scope of Wirth's tax fraud, the disarray of his accounting records, and that the NOLs were included in tax returns prepared by Murry, we cannot say that the district court clearly erred in finding that Wirth was not entitled to the benefit of the claimed 2002 and 2007 NOLs at this time.

Wirth next argues that Bosshart erroneously assumed that he had zero basis in his businesses. Bosshart testified that Wirth, as a shareholder, was responsible for tracking his basis; that he failed to do so; and that treating him as having zero basis was thus proper. Bosshart's zero-basis assumption was also supported by her testimony regarding a “letter that discussed there was no basis” and that Fox told her that he “repeatedly heard Mike Murry tell [Wirth] that he had no basis[,]” which was itself supported by Murry's admission in his own sentencing memorandum. Based on the foregoing, the district court did not clearly err in finding that Wirth had zero basis in his businesses.

Wirth also contends that Bosshart improperly applied a 39–year straight-line depreciation method to certain hard assets having a far shorter life than 39 years. He relies on Oakes's testimony that an accelerated depreciation rate and shorter life would have been more appropriate for these items. Bosshart testified and produced exhibits demonstrating that she had made adjustments by applying the 39–year straight-line depreciation method to certain previously unrecognized capitalized costs, which arose from previously unreported development fees, and that doing so was to Wirth's benefit. In these circumstances, the district court did not clearly err in relying on Bosshart's testimony and exhibits over Oakes's contrary testimony.

Finally, Wirth argues that Bosshart erroneously assumed that he had used TWC loan proceeds to pay for personal expenses when calculating capital gains distribution in excess of basis. He argues that the loans instead went directly to TWC to be used to manage its properties, which themselves did not have checking accounts. Wirth acknowledged in the plea agreement that he had failed to report millions of dollars worth of distributions—not loans—of TWC money that he used for his personal benefit. Moreover, Bosshart testified regarding Wirth's use of loan proceeds, and the government introduced exhibits supporting her testimony and explaining her calculations. Wirth has not shown that the district court clearly erred in adopting this aspect of Bosshart's calculations.

B. Sufficiency of the Evidence

Wirth challenges the sufficiency of the evidence, arguing that the exhibits were vague and that Bosshart's testimony was insufficient. He argues that the government failed to explain its analysis in detail and that the district court should have more thoroughly explained its findings.

As recounted above, to establish actual loss the government offered Bosshart's lengthy testimony, as well as a wealth of exhibits summarizing and otherwise explaining Bosshart's adjustments and calculations.3 See United States v. Ellefsen, 655 F.3d 769, 782 (8th Cir.2011) (amount of restitution proven by summary document, supporting explanatory documents, IRS agent testimony, Revenue Agent Reports, and certified IRS transcripts). We conclude that the district court did not abuse its discretion in finding that the government met its burden of proving actual loss by a preponderance of the evidence. See United States v. Lewis, 557 F.3d 601, 615 (8th Cir.2009) (no clear error in restitution calculation involving “approximations and rounding”); United States v. Farrington, 499 F.3d 854, 861 (8th Cir.2007) ( “Farrington's mere assertion of potential double-counting, without any factual support, does not establish an abuse of discretion in determining the restitution amount.”). In light of TWC's abysmal bookkeeping records (described as “terrible” by defense witness Oakes), Wirth is hardly in a position to insist that the district court's restitution award be calculated with Pythagorean precision. See United States v. Pierce, 479 F.3d 546, 554 (8th Cir.2007) (“In this case, the difficulty in calculating a precise amount of loss is attributable to the lack of sufficient financial records [maintained by the defendants].”). For these reasons also, we conclude that the district court's oral and written findings were sufficiently thorough to support its restitution order.

C. Conduct Outside the Plea Agreement

Wirth next challenges the inclusion of certain boating-related expenses in the restitution award, arguing that because he did not stipulate to the unlawful deduction of these expenses in the plea agreement, the district court should not have ordered restitution arising therefrom. In the plea agreement, Wirth stipulated that he “spen[t] substantial amounts of TWC and several other Wirth-owned businesses' · money for personal expenditures[.]” The boating-related expenses were thus within the scope of his stipulation. Moreover, because “victim restitution may be ordered for criminal conduct that is part of a broad scheme to defraud, without regard to whether the defendant is convicted for each fraudulent act in the scheme[,]” Farrington, 499 F.3d at 861 (quoting United States v. Ross, 279 F.3d 600, 609 (8th Cir.2002)), greater particularity was not required.

Wirth also challenges the district court's finding that the boating-related expenses were unlawfully deducted as business expenses. Bosshart testified that witnesses had stated that “there was very little, if any, business use going on on that boat.” In disputing the accuracy of this testimony, Wirth offers exhibits which, he asserts, establish that the boating-related expenses were indeed properly deducted business expenses.4 Even considering the exhibits, we conclude that the district court did not clearly err by relying on Bosshart's testimony that the boating-related expenses were personal expenses that were unlawfully deducted as business expenses.

D. Payment Schedule

Wirth argues that the district court failed to establish a restitution payment schedule. The MVRA requires that the district court, “[u]pon determination of the amount of restitution owed to each victim, · specify in the restitution order the manner in which, and the schedule according to which, the restitution is to be paid[.]” 18 U.S.C. § 3664(f)(2). “In this case, where restitution is mandatory, the district court nevertheless has substantial discretion in determining how that mandatory restitution is to be paid[.]” United States v. Vanhorn, 344 F.3d 729, 731 (8th Cir.2003) (internal citations omitted).

As stated above, the district court did establish a restitution payment schedule. Wirth argues that the payment schedule has no practical effect because the amount he must pay, if any, is only nominal. The MVRA, however, authorizes a district court to order such payments. See 18 U.S.C. § 3664(f)(3)(B). The scheduling of such payments was reasonable given the state of Wirth's personal finances and the pendency of bankruptcy proceedings (both of which were detailed in the presentence report's factual findings adopted by the district court), as well as the likelihood of future, related collection proceedings. See 26 U.S.C. § 6201(a)(4)(A) (“The Secretary shall assess and collect the amount of restitution under an order pursuant to section 3556 of Title 18, United States Code, for failure to pay any tax imposed under this title in the same manner as if such amount were such tax.”); United States v. Tucker, 217 F.3d 960, 962 (8th Cir.2000) (“Of course, any amounts paid to the IRS as restitution must be deducted from any civil judgment IRS obtains to collect the same tax deficiency.”). Accordingly, Wirth's arguments fail.

E. Complexity Exception

Lastly, Wirth argues that the district court erred by not invoking the MVRA's complexity exception, 18 U.S.C. § 3663A(c)(3)(B). Under § 3663A(c)(3)(B), the district court may decline to award restitution if “determining complex issues of fact related to the cause or amount of the victim's losses would complicate or prolong the sentencing process to a degree that the need to provide restitution to any victim is outweighed by the burden on the sentencing process.”

In rejecting Wirth's complexity argument, the district court explained that Wirth's case was a “straightforward fraud case with a single identified victim” and that “[t]he tracking of the payments and receipts by the Government was a fairly simple draw method to estimate tax loss[.]” Only two witnesses were called at the restitution hearing, which lasted only one day, and the number of exhibits concerning restitution was not overwhelming. In these circumstances, the district court did not abuse its discretion by not applying the complexity exception set forth in § 3663A(c)(3)(B).

III. Conclusion

The district court's restitution order is affirmed. The government's motion to strike portions of Wirth's appendix and brief is denied as moot.

FOOTNOTES

2.  The Honorable Ann D. Montgomery, United States District Judge for the District of Minnesota.

3.  Wirth also contends that he was denied a meaningful opportunity to challenge the government's restitution calculation before and during the restitution hearing. We find this argument unpersuasive. In response to a prehearing request by Oakes for additional calculations, the government responded that it “ha[d] already disclosed all calculations and backup schedules relative to its restitution calculation.” Wirth was also afforded an opportunity to challenge Bosshart's calculations at the restitution hearing—an opportunity that his counsel utilized through thorough cross-examination and the introduction of conflicting testimony.

4.  The government moves to strike these and other exhibits on the basis that they were not first offered to the district court. Because we find Wirth's reliance on the disputed exhibits unavailing, we deny the motion as moot.

WOLLMAN, Circuit Judge.


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UNITED STATES v. CORNELISON

UNITED STATES of America, Plaintiff–Appellee v. Ryan CORNELISON, Defendant–Appellant.

No. 12–2759.

-- June 21, 2013

Before RILEY, Chief Judge, LOKEN and SHEPHERD, Circuit Judges.

Angela Pitts, AFPD, Fayetteville, AR, for Appellant.David Harris, AUSA, Fort Smith, AR, for Appellee.

A jury convicted Ryan Cornelison of being a felon in possession of firearms. The district court1 sentenced him to 120 months imprisonment with 3 years of supervised release and assessed a $12,000 fine in accordance with 18 U.S.C. § 3571 and United States Sentencing Guidelines (U.S.S.G. or Guidelines) § 5E1.2. Cornelison challenges the sufficiency of the evidence, the district court's decision to admit evidence of Cornelison's prior conviction, two jury instructions, and the fine.

I. BACKGROUND

A. Facts

Starting around March of 2011, Cornelison lived in his grandfather's house on Jefferson Street in Springdale, Arkansas. Between May and August 2011, Cornelison repeatedly told his probation officer, Christina Duncan, that he lived alone in the house. On May 20, 2011, Duncan visited Cornelison at the Jefferson Street house and saw no indication anyone other than Cornelison was living there. In June 2011, a confidential informant told Detective Steven Hulsey with the Washington County, Arkansas, Sheriff's Department there were illegal items at the Jefferson Street house.

On July 13, 2011, Detective Hulsey obtained and executed a warrant to search the Jefferson Street house. Cornelison was not in the house at the time of the search. During the search, Detective Hulsey discovered one of the house's three bedrooms was locked. Detective Hulsey was able to defeat the lock in less than one minute, using only a driver's license. In the locked room, Detective Hulsey discovered six loaded firearms and a flak jacket. Detective Hulsey seized the firearms and left a receipt describing the seized items.

On August 3, 2011, officers arrested Cornelison for being a felon in possession of firearms. In an interview with Detective Hulsey, Cornelison admitted he lived at the Jefferson Street house. Detective Hulsey asked Cornelison who owned the firearms, and Cornelison said some had belonged to Cornelison's father and others had belonged to Cornelison's friend, both of whom were deceased.

B. Procedural History

On November 2, 2011, a grand jury indicted Cornelison for being a felon in possession of firearms in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). The case was tried before a jury. Cornelison stipulated to being a convicted felon. Over Cornelison's objection, the government produced evidence under Federal Rule of Evidence 404(b) of Cornelison's prior conviction for unlawful possession of firearms. The district court instructed the jury to consider the prior conviction evidence only with regard to Cornelison's knowledge of or intent to possess the firearms discovered in the locked bedroom.

After the government's case, Cornelison moved for a judgment of acquittal, arguing the government had not proved its case beyond a reasonable doubt. The district court denied Cornelison's motion.

Cornelison asked the district court to instruct the jury on the meaning of reasonable doubt using the “newer” version of the Eighth Circuit Model Criminal Jury Instructions (model instructions) .2 The district court rejected Cornelison's proposed instruction and instructed the jury under the version of the model instruction in effect at the time of the trial. The district court noted the given instruction was “one that ha[d] been used commonly by [this] Court over several years and [the district court] believe[d] ha[d] been approved and not found wanting or lacking by the appellate courts during that time.”

Cornelison also requested a “theory of the defense” instruction. Cornelison's proposed instruction emphasized the government's burden of proof, stating “[i]t is the position of [Cornelison] that the government has failed to prove beyond a reasonable doubt the essential element that the defendant knowingly possessed the firearms he is charged with possessing,” and provided “it is [Cornelison's] position that the government has shown evidence merely of [Cornelison's] proximity to the firearm. Mere proximity is not enough to show constructive possession.” The district court rejected Cornelison's proposed instruction.

On March 28, 2012, the jury found Cornelison guilty. The United States Probation Office prepared a Presentence Investigation Report (PSR). The PSR noted Cornelison had an eleventh grade education and minimal technical training, and had worked in the construction field. The PSR also indicated Cornelison was disabled and unable to work because of a seizure condition; Cornelison “owed ‘several thousand dollars' in medical bills and interest” on another debt; and Cornelison “ha[d] no assets which c[ould] easily be liquidated to pay a fine.” The report concluded “[i]t is believed [Cornelison] can perform some type of work and is able to make payment toward a fine. If incarcerated, [Cornelison] could work and make payments toward a fine through the” prison work program, and Cornelison “should also be able to make payments during a period of supervised release.” Cornelison did not object to any of these findings.

At sentencing, the district court informed Cornelison “I will direct that you pay the minimum fine that's recommended, $12,500. I will not require you to pay interest, but it is a legitimate part of the sentence and I do expect you to pay it.” Cornelison again did not object.

Cornelison appeals,3 and we affirm.

II. DISCUSSION

A. Standards of Review

This court reviews the district court's denial of a motion for judgment of acquittal de novo, construing all evidence and making all reasonable inferences in favor of the jury's verdict. See United States v. Espinosa, 585 F.3d 418, 423 (8th Cir.2009). We review the district court's formulation of the “jury instructions for abuse of discretion and its interpretation of law de novo.” Kahle v. Leonard, 563 F.3d 736, 741 (8th Cir.2009). We review the district court's admission of evidence under Rule 404(b) for abuse of discretion. See United States v. Hill, 638 F.3d 589, 592 (8th Cir.2011). Because Cornelison did not object at sentencing, we review the district court's imposition of a fine for plain error. See United States v. Allmon, 500 F.3d 800, 807 (8th Cir.2007); Fed R.Crim. P. 52(b).

B. Sufficiency of the Evidence

To convict Cornelison of being a felon in possession of a firearm, the government was required to prove Cornelison knowingly possessed the weapons seized from his home. See United States v. Tindall, 455 F.3d 885, 887 (8th Cir.2006). Cornelison contends the district court should have entered a judgment of acquittal because the government failed to prove Cornelison knew weapons were stored in the locked bedroom. Contrary to Cornelison's arguments, there was sufficient evidence for a reasonable jury to determine Cornelison knowingly possessed the firearms.

Cornelison's grandfather owned the Jefferson Street house, but all of the evidence, including Cornelison's own admissions to his probation officer and Detective Hulsey, indicated Cornelison was the sole occupant of the house. Cornelison knew where the weapons had come from, claiming they belonged to his deceased father and friend. The jury heard evidence Cornelison previously had been convicted of unlawfully possessing firearms, which supports the finding Cornelison knew of and intended to possess the firearms in this case. See United States v. Strong, 415 F.3d 902, 905 (8th Cir.2005) (deciding a prior conviction for felon in possession of a firearm is relevant to prove the defendant's knowledge of and intent to possess the firearm at issue in the charged offense).

Cornelison argues his case can be distinguished from prior cases where we have upheld a conviction for felon in possession of a firearm, see, e.g., United States v. Butler, 594 F.3d 955, 964–65 (8th Cir.2010) (affirming the jury's verdict where the firearm was discovered under the mattress in the bedroom the defendant shared with the home's primary occupant), because Cornelison asserts he did not have access to the locked bedroom at the Jefferson Street house. The government suggests our decision in United States v. Mabry, 3 F.3d 244, 247 (8th Cir.1993), abrogated on other grounds by Apprendi v. New Jersey, 530 U.S. 466, 490 (2000), is fatal to Cornelison's argument.4 The government probably is correct. In Mabry, we recognized “[i]n the absence of evidence refuting the normal inference of dominion, showing that a firearm was discovered at the defendant's residence suffices to prove constructive possession.” Id. at 247. Because “[c]onstructive possession requires knowledge of an object,” United States v. Serrano–Lopez, 366 F.3d 628, 634–35 (8th Cir.2004), Cornelison's claim that he had no knowledge of the weapons in his own residence is legally suspect in light of Mabry. Even if Mabry is not controlling in this case, the evidence taken as a whole amply supports the jury's conclusion that Cornelison knew about and had possession of the weapons. The district court did not err in denying Cornelison's motion for judgment of acquittal.

C. Prior Conviction

Cornelison contends the district court abused its discretion in admitting evidence of Cornelison's prior conviction for being a felon in possession of a firearm. We reject this contention.

District courts have discretion under Rule 404(b) to admit a defendant's prior conviction for being a felon in possession of a firearm, provided the evidence is “(1) relevant to a material issue; (2) similar in kind and not overly remote in time to the crime charged; (3) supported by sufficient evidence; and (4) higher in probative value than in prejudicial effect.” Strong, 415 F.3d at 905. Cornelison concedes the second and third prongs of the Strong test are satisfied in this case; therefore, the only issues are whether the conviction was relevant to a material issue and not unduly prejudicial.

Cornelison's past conviction for possession of a firearm was relevant to the disputed material issue of whether Cornelison knew the weapons were located in his home. In Strong, we recognized “ ‘[a] defendant denies both knowledge and intent when he asserts the ‘mere presence’ defense-that he was present but did not know of the presence of illegal [activity].' “ Id. (quoting United States v. Tomberlin, 130 F.3d 1318, 1320 (8th Cir.1997)) (second alteration in original). Cornelison's prior conviction for being a felon in possession of a firearm “address[ed] the material issue of his knowledge of the presence of the firearm and his intent to possess it.” Id. Cornelison asserts our decision in Strong was in error because a defendant's prior conviction for unlawful possession of a firearm is not relevant to any material issues. But we cannot disregard controlling precedent. See Mader v. United States, 654 F.3d 794, 800 (8th Cir.2011) (en banc) (“ ‘It is a cardinal rule in our circuit that one panel is bound by the decision of a prior panel.’ “ (quoting Owsley v. Luebbers, 281 F.3d 687, 690 (8th Cir.2002))).

Cornelison also proposes the conviction was not higher in probative value than in prejudicial effect, but this proposition also is foreclosed by Strong. See Strong, 415 F.3d at 906. In Strong, we recognized the district court has broad discretion to balance the prejudicial effect of a prior conviction for a firearm offense against its probative value, and recognized “ ‘the presence of a limiting instruction diminishes the danger of any unfair prejudice.’ “ Id. (quoting United States v. Franklin, 250 F.3d 653, 659 (8th Cir.2001)). In the instant case, the district court considered the probative value of the evidence and potential for unfair prejudice, and gave an appropriate limiting instruction. There was no abuse of discretion. See id.

Cornelison further maintains the probative value of the evidence was substantially outweighed by its prejudicial effect, and the evidence should have been excluded under Rule 403 of the Federal Rules of Evidence. Because Strong decided the prejudicial impact of substantially similar evidence did not outweigh its probative value, the evidence in Cornelison's case necessarily was admissible under Rule 403's more relaxed standard. See Strong, 415 F.3d at 906.5 The district court did not abuse its considerable discretion.

D. Jury Instructions

Cornelison challenges the district court's refusal to give two requested jury instructions. Because the district court did not err, we reject these challenges.

First, Cornelison argues the district court erred in refusing to give the updated version of the model instruction defining reasonable doubt. The model instructions “ ‘are not binding on the district courts of this circuit, but are merely helpful suggestions to assist the district courts.’ “ Bady v. Murphy–Kjos, 628 F.3d 1000, 1004 (8th Cir.2011) (quoting United States v. Norton, 846 F.2d 521, 525 (8th Cir.1988)). “ ‘[A] defendant is not · entitled to a particularly worded instruction.’ “ United States v. Spires, 628 F.3d 1049, 1053 (8th Cir.2011) (quoting United States v. Beale, 620 F.3d 856, 866 (8th Cir.2010)). We will affirm a conviction if the instructions, “ ‘taken as a whole, · fairly and adequately instruct the jurors on the applicable law.” Id. (quoting United States v. Haas, 623 F.3d 1214, 1219 (8th Cir.2010)).

“We have repeatedly upheld the use of” the reasonable doubt instruction the district court gave, id. at 1054, because it correctly and adequately conveys to the jury the meaning of reasonable doubt. The district court was not required to give any particular form of instruction, much less the draft version Cornelison proposed. See id. The district court's reasonable doubt jury instruction was not erroneous.

Cornelison also maintains the district court erred in refusing to give Cornelison's requested “theory of the defense” instruction. A defendant is entitled to a “theory of the defense” instruction if it correctly states the law, is supported by the evidence, and was timely requested. See United States v. Cantrell, 530 F.3d 684, 692 (8th Cir.2008). Such an instruction, however, is not necessary if it is merely duplicative of the district court's other instructions. See Serrano–Lopez, 366 F.3d at 637.

Cornelison relies on United States v. Manning, 618 F.2d 45, 47–48 (8th Cir.1980), to argue Cornelison was entitled to his “theory of the defense” instruction. In Manning, the defendant, Manning, was riding in an automobile with two other men when officers observed an illegal shotgun dropped in a gutter close to the vehicle. Id. at 46. Manning testified at trial, asserting he was merely a backseat passenger in the vehicle and did not know that one of the other two men possessed the firearm. Id. at 46–47. Manning requested an instruction clarifying that “[m]ere presence on the scene plus association with illegal possessors is not enough to support a conviction for illegal possession of an unregistered firearm,” but the district court declined to give the instruction. Id. at 47. Manning was convicted. Id. at 46. On appeal, we held the trial court should have given Manning's mere possession instruction, explaining that “the instructions given by the district court regarding constructive possession c[ould ]not be said to have covered the substance of Manning's ‘mere presence’ defense” because the instructions did not “acknowledg[e] Manning's defense that he was merely a backseat passenger.” Id. at 48.

In Cantrell, the defendant was arrested in a house containing methamphetamine, drug paraphernalia, and illegal firearms. See Cantrell, 530 F.3d at 687–88. Cantrell admitted to owning the drugs and paraphernalia. Id. at 688, 693. At trial, Cantrell requested a “mere presence” instruction, but the district court overruled the request. Id. at 692. We affirmed the district court, determining there was “no evidence Cantrell was ‘merely present’ “ at the house because Cantrell's possessions, including his drugs and paraphernalia, were located in close proximity to the weapons. Id. at 693. Further, we held “a ‘mere presence’ instruction was unnecessary in Cantrell's case because it ‘would have duplicated the instructions outlining the elements of the offense, the definition of possession, and the burden of proof.’ “ Id. (quoting Serrano–Lopez, 366 F.3d at 637).

Like the defendant in Cantrell, Cornelison was not merely present in the house—Cornelison resided at the house and was the sole occupant. See Mabry, 3 F.3d at 247 (recognizing there is a “normal inference of dominion” supporting constructive possession where a firearm is discovered in the defendant's residence). The district court's instructions regarding the elements of the offense, the presumption of innocence and the government's burden of proof, and the definition of possession adequately instructed the jury on the requirements to convict, including Cornelison's theory of the defense. See Cantrell, 530 F.3d at 693. Cornelison's proposed instruction was duplicative, and the district court did not err in denying the requested instruction. See id.

E. Fine

Cornelison also objects to the district court's imposition of a fine. Because Cornelison did not object at sentencing, our review is limited to plain error. See Allmon, 500 F.3d at 807. The PSR indicated, in spite of Cornelison's limited financial prospects, “[i]t is believed [Cornelison] can perform some type of work and is able to make payments toward a fine.” In imposing the fine, the district court remarked the fine was “a legitimate part of the sentence and [the district court] d[id] expect [Cornelison] to pay it.”

Section 5E1.2(a) of the Guidelines provides “[t]he [district] court shall impose a fine in all cases, except where the defendant establishes that he is unable to pay and is not likely to become able to pay any fine.” The defendant has the burden to prove he cannot pay a fine within the Guidelines range. See U.S.S.G. § 5E1.2(e); see also United States v. Walker, 900 F.2d 1201, 1206 n. 5 (8th Cir.1990) (explaining the district court may impose a lesser fine or waive the fine “even though the defendant does not establish inability to pay” (emphasis omitted)). We may vacate a fine “when the district court does not make findings regarding the defendant's ability to pay.” Allmon, 500 F.3d at 807.

The district court, with explanation, imposed the minimum fine under the Guidelines, and Cornelison did not challenge the PSR's finding that Cornelison could work to pay a fine. The district court did not commit plain error in imposing the fine.

III. CONCLUSION

We affirm.

FOOTNOTES

1.  The Honorable Jimm Larry Hendren, United States District Judge for the Western District of Arkansas.

2.  Cornelison's proposed instruction was incorporated into the 2013 amendments to the model instructions as Instruction 3.11. Cornelison contends the Eighth Circuit Judicial Committee on Model Jury Instructions had published this proposed instruction in draft form at the time of his trial, but admits the committee did not formally adopt the revised instruction until some months later.

3.  We have appellate jurisdiction under 28 U.S.C. § 1291.

4.  The government's other key case, United States v. Balanga, 109 F.3d 1299 (8th Cir.1997), is inapposite. The defendant in Balanga admitted to knowing firearms were located at his residence. Id. at 1301 & n. 2. The dispute was whether the defendant had dominion over the area where the weapons were stored. Id. at 1301.

5.  Strong arguably applied a stricter standard for the admission of Rule 404(b) evidence than is required under the Federal Rules. Compare Strong, 415 F.3d at 905 (stating 404(b) evidence must be “higher in probative value than in prejudicial effect”), with United States v. Green, 151 F.3d 1111, 1113 (8th Cir.1998) (stating such evidence is admissible if “its potential prejudice does not substantially outweigh its probative value” (emphasis added)). Green is consistent with the actual language of Rule 403—“substantially outweighed.” We need not decide the correct standard for admission of such evidence in this case, because the evidence was admissible under either standard.

RILEY, Chief Judge.


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UNITED STATES v. FORD

UNITED STATES of America, Plaintiff–Appellee v. Samuel B. FORD, Defendant–Appellant.

No. 11–3736.

-- June 20, 2013

Before LOKEN, SMITH, and BENTON, Circuit Judges.

Leslie E. Stokke, argued, Cedar Rapids, IA, for appellant.Daniel C. Tvedt, USA, argued, Cedar Rapids, IA, for appellee.

A jury convicted Samuel Ford (“Ford”) of knowingly and intentionally distributing a mixture of heroin to Joseph Scolaro resulting in Scolaro's death, with the distribution occurring within 1,000 feet of a school, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(C), 851, and 860(a) (“Count I”), and knowingly and intentionally distributing a mixture containing heroin and a mixture containing cocaine base, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(C), and 851 (“Count II”). Ford moved for a new trial alleging that the prosecution committed a Brady1 violation. The district court2 denied Ford's motion. Ford appeals, raising three issues: (1) the evidence to sustain his conviction was insufficient; (2) the district court erroneously denied a motion for new trial based on the prosecution's alleged Brady violation; and (3) the district court erred by admitting evidence of Ford's prior convictions and bad acts. We affirm.

I. Background

Because the sufficiency of the evidence to sustain the convictions is at issue, a review of the evidence is in order. Cheryl Wells testified that Ford regularly sold her heroin in .25–gram quantities for $50.00 each in late 2010 and early 2011. On occasion, Wells purchased as much as $300.00 worth of heroin in a single day. Wells stated that she knew that Ford traveled to Chicago to obtain the drugs and would supply them to her when he returned. Wells also helped Ford package the heroin for resale in exchange for her keeping the residue wasted during the packaging process. Wells recalled delivering heroin to Lori Schneider on Ford's behalf. Schneider's nephew, Taylor Seeley, also testified that Ford sold him heroin several times during the month of February 2011.

Christi Worm (“Worm”), Scolaro's girlfriend, testified that Scolaro introduced her to Ford and obtained pills and heroin from Ford. The prosecution adduced evidence that on February 19, 2011, Ford provided Scolaro with heroin and that Scolaro died later that evening at Worm's residence. Worm testified that on the evening Scolaro died, she overheard Scolaro speaking on the phone with someone from whom Scolaro intended to purchase heroin. Scolaro asked Worm to drive him to meet this individual for a heroin pickup. She parked two blocks away from the rendezvous site. Worm believed they went to get the drugs about 11 to 11:30 p.m. Scolaro exited the vehicle and returned ten minutes later with heroin. Worm testified that the rendezvous site was a location from which Ford had sold her pills before.

Ford, on his own behalf, also testified that Scolaro came to his house on February 19th asking for drugs. Ford, however, stated that he refused to provide Scolaro with heroin. Ford acknowledged that he had gotten high on heroin with Scolaro two days before Scolaro died. Officers found heroin in Ford's coat pocket when they arrested him. During a search of Ford's apartment the same day, police found marijuana, drug paraphernalia, and plastic baggies that tested positive for cocaine residue. In a police interview, Ford admitted selling marijuana but denied selling other drugs.

According to Worm, after Scolaro purchased the drugs, he returned to the car, where Worm waited. When asked if she had ever previously seen Scolaro high on heroin, Worm described an incident “at Larry's” after which Scolaro came to her house and “had a needle stuck in his arm and was really sick.” When asked whether “[Scolaro's] behavior when he came back to the car [was] similar to the other times [she] saw him after he used heroin,” Worm replied, “Yes.” Worm and Scolaro then went to Worm's residence. Worm recalled watching Scolaro prepare the heroin for injection by putting it into a spoon with a cotton ball and water and then heating the spoon underneath with a lighter. After the heroin liquified, she saw Scolaro draw the liquid into a syringe. Scolaro injected Worm with the heroin via the syringe. Worm initially testified that Scolaro prepared two syringes but clarified by stating, “Well, the [one syringe] I can only say, because I didn't actually see him prepare the [one syringe] he had injected himself with at the time.” After receiving the heroin injection, Worm went into the kitchen to wash dishes. Scolaro remained in the living room. When she returned to the living room, she observed Scolaro and described his behavior as “[r]eally down, like chilled, laid back, wanted me to lay next to him on the couch.” Worm and Scolaro fell asleep on the couch and then went into the bedroom where they were physically intimate. Worm found Scolaro unresponsive at about 6:30 a.m. the following morning. Rescue personnel observed a possible puncture mark on the back of Scolaro's hand consistent with heroin use. Police also discovered drug paraphernalia, including syringes and a spoon.

Scolaro's death certificate listed the cause of death as “[a]cute [r]espiratory [f]ailure” as well as “[m]ethamphetamine and [h]eroin [o]verdose.” The specimen inquiry listed the cause of death as “polydrug toxicity, with methamphetamine being the major contributing drug.” The specimen inquiry also stated that Scolaro's blood had the presence of methamphetamine, amphetamine, pseudoephedrine, morphine, codeine, ethanol, alprazolam (Xanax) (an antianxiety drug), cotinine (a breakdown product of nicotine), and citalopram (an anti-depressant). Scolaro had received treatment at a hospital days before his death for neck pain, scalp sensitivity, and flu symptoms.

The emergency room physician testified that Scolaro died two to four hours before his body arrived at the emergency room. The medical examiner, Dr. Julie Netser, who observed several pinpoint marks on Scolaro's body, could not opine with confidence that they were needle marks. Dr. Netser stated, “He had several pinpoint, very subtle marks that I thought may have been needle tracks, but I was not 100 percent certain of that. I had never seen needle marks before, and his forearms and inside of his arms were heavily tattooed, which made looking for needle tracks difficult.” Dr. Netser stated that in her opinion that the possible needle mark on the back of Scolaro's hand was not consistent with medical intervention. One suspected needle track was covered in a bruise that Dr. Netser testified would have taken at least a day to develop. Dr. Netser gave the cause of death as “polydrug toxicity.”

Dr. Netser testified that methamphetamine, amphetamine, morphine, alprazolam, ethanol, citalopram, codeine, pseudoephedrine, and cotinine were found in Scolaro's blood. Dr. Netser stated the presence of the first three narcotics “would suggest methamphetamine abuse.” Dr. Netser acknowledged that finding morphine and codeine is “[one] of the more common ways you would get both drugs in a sample.” According to Dr. Netser, “Heroin breaks down into morphine, so it's [one] of the degradation products. And then when heroin is produced, a lot of times there may be codeine contaminating the manufacture process, so you may get codeine as well.” Dr. Netser also explained that typically blood is tested for 6–acetylmorphine (“6–AM”), which results from the breakdown of heroin. Dr. Netser indicated that Scolaro's blood and urine were tested for 6–AM, but that the results were negative. Dr. Netser explained that the absence of 6–AM could be because it “is a breakdown product of heroin that has a very short half-life, meaning that it degrades very quickly, so if the timing is not right, you may not find it.”

Lastly, Dr. Netser qualified her prior statement of the cause of Scolaro's death as “polydrug toxicity, with methamphetamine being the major contributing drug.” She also stated that she had “overstretched [her] area of expertise” in stating that methamphetamine was the major contributing drug. Nonetheless, she felt “confident that the cause of death was the combination of multiple drugs.” She explained, “I don't think I took into account the fact that morphine, a benzodiazapine, which is alprazolam, and alcohol combined are a very lethal combination.” Upon further research, she felt that the most significant drugs contributing to Scolaro's death were methamphetamine, morphine, alcohol, and Xanax. Dr. Netser stated, “[I]n doing more research, I think the combination of those other [three] drugs is a much more common cause of death in a multidrug toxicity than methamphetamine is.” When asked whether “[her] opinion [was] that the morphine found in [Scolaro]'s system was a contributing factor to the death,” she replied, “A contributing factor, yes.” On cross-examination, Dr. Netser acknowledged that she could not say whether Scolaro would have died without the morphine in his system.

Dr. George Behonick, a forensic toxicologist, also testified and opined that the morphine in Scolaro's blood resulted from the presence of drugs that break down into morphine, including heroin. According to Dr. Behonick,

Heroin chemically is known as diacetylmorphine. That is a chemical name for heroin. It has a very short half-life in the body. Roughly 2 to 6 minutes. Its first stage of metabolism is the loss of 1 of those groups known as an acetyl group, so it goes from being diacetylmorphine to monoacetylmorphine or sometimes it's referred to as 6–acetylmorphine. That represents an intermediate metabolite of heroin.

Dr. Behonick pointed out that 6–AM also has a “very short half-life” of between “6 to 26 minutes.” Eventually, 6–AM breaks down to morphine. According to Dr. Behonick, 6–AM can be detected in blood for up to eight hours following ingestion of heroin and 6–AM is unlikely to be found in a test of a deceased person's blood if the person lived for three to fours hours after ingesting heroin.

Dr. Behonick stated that the morphine and codeine could have entered the blood by more than one means, including (1) separately, since morphine and codeine are both pain medications, or (2) the morphine could have resulted from the breakdown of heroin with codeine present because it may have been used in the heroin manufacturing process. Dr. Behonick ruled out codeine pain medication as a source of morphine, because the morphine concentration found in Scolaro's system was much higher than the codeine concentration. He ruled out poppy seeds as well because the level of morphine found in Scolaro's system was too high. He was not, however, able to rule out morphine pain medication as a source of the morphine, but he noted that there was no evidence that Scolaro was prescribed pain killers. Dr. Behonick testified that the presence of 6–AM is “definitive toxicological evidence of heroin use,” whereas the lack of 6–AM does not rule out heroin use. Dr. Behonick concluded that heroin could have been the source of the morphine in Scolaro's blood and that a combination of the drugs found in Scolaro's system contributed to Scolaro's death. Dr. Behonick believed the results of the 6–AM tests were inconclusive because of the short half-life of heroin.

Ford's expert witness, a pathologist, Dr. Henry Carson, testified that the most common source of morphine found in a human's system is morphine pain medication. He noted that codeine medicine and heroin are also common sources of morphine. In contrast to Dr. Behonick, Dr. Carson stated that 6–AM could be detected in urine for up to three days. Dr. Carson cited a handbook of AIT Laboratories, the same entity that conducted the blood and urine tests for Scolaro, for the proposition that 6–AM can be found in the system for up to four days. Like Dr. Behonick, Dr. Carson also felt that it would be unlikely to detect 6–AM if a person lived three to four hours after ingesting heroin. He also testified that the presence of alcohol in a person's bladder would dilute the concentration of other chemicals that might also be present in the urine. Dr. Carson also opined that the absence of 6–AM in Scolaro's test results excluded heroin as a source of morphine in this case. He further asserted that the toxicology reports indicated that the morphine came from codeine. Dr. Carson concluded that methamphetamine was the major cause of death and that the presence of the combination of morphine, codeine, Xanax, ethanol, and citalopram could also have contributed to Scolaro's death.

Other evidence admitted against Ford included an undercover officer's testimony that Ford distributed cocaine base and heroin to an undercover officer during a sting operation. Several former cellmates of Ford's testified that Ford had told them he supplied Scolaro with drugs (five said heroin and a sixth did not know the type of drug) the night that Scolaro died and that Ford sold drugs to an undercover police officer. Two of these witnesses also testified that Ford told Worm to put Scolaro in a tub with ice. One inmate witness was a former white supremacist and Ford is African–American. Ford and the prosecution stipulated that the residence from which Ford was said to have distributed controlled substances was near a school.

The prosecution also introduced evidence of Ford's additional criminal acts. Eleven days prior to Scolaro's death, police found approximately $11,000 in Ford's vehicle during a traffic stop, along with dryer sheets and laundry detergent. An officer testified that these items are typically used to mask the smell of narcotics to thwart detection by drug dogs. Ford had six prior felony drug convictions—five from 2008 and one from 1993—that the government wanted to enter into evidence using certified judgments. Prior to trial, Ford filed a motion in limine to exclude his criminal history and evidence relating to the traffic stop, arguing that they were unfairly prejudicial. The district court denied this motion, stating that the felony convictions went to knowledge and intent and were more probative than prejudicial and that the traffic stop was highly relevant and not unfairly prejudicial.

The jury convicted Ford on both counts. Ford was sentenced to life in prison (a life term for Count I and a 360–month term for Count II to run concurrently), ten years of supervised release for each count to run concurrently, and an assessment of $200.

II. Discussion

On appeal, Ford argues that (1) there was insufficient evidence to support his conviction, (2) the district court erred in not granting Ford's motion for new trial based on the prosecution's alleged Brady violation, and (3) the district court erred in admitting evidence of Ford's prior convictions and bad acts.

A. Sufficiency of the Evidence

Ford argues that there was no evidence that he transferred a controlled substance to Scolaro resulting in his death because Worm—the only witness present—never saw Ford and never saw Scolaro inject himself with heroin. Ford also points to evidence that Scolaro had been hospitalized in the days prior to his death as a possible explanation for his fatal overdose. Ford attacks the credibility of the medical examiner by arguing that she was not a forensically-trained pathologist. He points out that the initial toxicology tests showed no signs of heroin in Scolaro's system. Ford also contends that the testimony that a codeine impurity in the heroin caused codeine to be present amounted to no more than conjecture because other testimony showed that the codeine could have come from other sources. Furthermore, Ford points to testimony that the absence of 6–AM excludes heroin. Ford states that he has not been able to find any cases where a defendant was convicted of distributing drugs that caused death when no medical evidence showed the presence of the drug in the decedent's body.

Ford challenges the credibility of the witnesses who had been incarcerated with him because each of them testified seeking sentence reductions. He noted that some witnesses testified that Ford told Worm to put Scolaro on ice the evening he overdosed so he would not overdose, facts that were not corroborated by other testimony showing that Scolaro was wet or cold. Ford also highlights that one witness was a known white supremacist and it was illogical that an African–American defendant would confide in a white supremacist with incriminating statements.

Ford argues that the government's case on the controlled buys fails because the purported conversation between Ford and an informant was only recorded from the informant's end, the informant was never searched after the controlled buy, and the recording equipment essentially failed. Ford also argues that the government's witness, the undercover officer, lacked credibility because he recounted that the drugs were thrown on the table in a public place, a highly unusual and indiscreet manner of drug distribution. Based on these various alleged evidentiary deficiencies, Ford avers that there was insufficient evidence to support his conviction.

We review de novo the sufficiency of the evidence and view the evidence in the light most favorable to the verdict, giving it the benefit of all reasonable inferences. We reverse only if no reasonable jury could find the defendant guilty beyond a reasonable doubt. On appeal, we do not weigh the evidence or assess the credibility of the witnesses. Instead, the jury has sole responsibility for resolving conflicts or contradictions in testimony, and we must resolve credibility issues in favor of the verdict.

United States v. Spears, 454 F.3d 830, 832 (8th Cir.2006) (citations omitted).

Verdicts may be “ ‘based in whole or in part on circumstantial evidence.’ “ United States v. Smith, 104 F.3d 145, 147 (8th Cir.1997) (quoting United States v. Alvarado–Sandoval, 997 F.2d 491, 493 (8th Cir.1993)). “If the evidence rationally supports two conflicting hypotheses, [we] will not disturb the conviction.” United States v. Burks, 934 F.2d 148, 151 (8th Cir.1991) (citing United States v. Holm, 836 F.2d 1119, 1122 (8th Cir.1988)).

Upon review, we conclude that the government presented sufficient, credible evidence to support Ford's conviction of distributing heroin that resulted in Scolaro's death and did so within a prohibited proximity of a school. The government had to prove beyond a reasonable doubt the following: (1) Ford knowingly and intentionally transferred heroin, in violation of § 841(a)(1); (2) this transfer was within 1,000 feet of a school, in violation of § 860(a); and (3) the heroin distributed resulted in Scolaro's death, in violation of § 841(b)(1)(C). See United States v. Washington, 596 F.3d 926, 944 (8th Cir.2010). As for the third element, the government needed to show that the heroin entered Scolaro's body and contributed to his death.

First, seven witnesses, six of whom testified about jailhouse conversations, testified that Ford told them he had provided heroin to Scolaro the night of his death. Ford challenged their credibility at trial and does so again on appeal. Ultimately, their credibility assessment was a task for the jury after hearing all the evidence. Spears, 454 F.3d at 832. We are not persuaded to disturb their verdict. Additionally, Scolaro's girlfriend, Worm, testified that she took Scolaro to an area a few blocks from Ford's home in order for Scolaro to procure heroin. Worm observed Scolaro return to the vehicle with heroin. Ford admitted that Scolaro came to his home seeking drugs the night Scolaro died, though Ford denied providing any drugs to Scolaro at that time. In a traffic stop prior to Scolaro's death and Ford's arrest, Ford was found with $11,000 in cash, along with dryer sheets and laundry detergent, which provide some evidence consistent with drug distribution activity. See United States v. $141, 770 in U.S. Currency, 157 F.3d 600, 604 (8th Cir.1998) (stating that the presence of large sums of cash “wrapped in scented fabric softener sheets” can be indicative of drug activity). Second, Ford and the prosecution stipulated that the residence from which Ford was said to have distributed controlled substances was within 1,000 feet of a school. While the government's proof was less than overwhelming, “[t]he jury's verdict must be upheld if there is an interpretation of the evidence that would allow a reasonable-minded jury to conclude guilt beyond a reasonable doubt.” United States v. Erdman, 953 F.2d 387, 389 (8th Cir.1992).

The more difficult element for the government to prove was that Scolaro's death resulted from the heroin that Ford distributed. The government needed to show that Ford distributed heroin to Scolaro, that the heroin entered Scolaro's body, and that this heroin contributed to Scolaro's death. As previously explained, several witnesses testified that Ford provided heroin to Scolaro the night of his death, and Ford testified that Scolaro came to his home seeking drugs. Ford admitted to the jailhouse informants that he distributed heroin to Scolaro the night Scolaro died, and their testimony corroborated Worm's statement about her accompanying Scolaro to a place near Ford's residence but remaining in the car. Worm testified that she drove Scolaro to Ford's home and saw Scolaro return to the vehicle with heroin. This testimony, if believed, is sufficient to establish that Ford distributed heroin to Scolaro on the night of his death.

Although there is no direct evidence that Scolaro actually injected the heroin or otherwise put it into his body, circumstantial evidence supports the jury's finding. Worm recalls watching Scolaro prepare the heroin he procured from Ford for injection by cooking it in a spoon with a lighter. She recalls seeing Scolaro put the heroin into a syringe and injecting the heroin into her arm. She did not see him inject himself but noted that when he returned to the car after obtaining the heroin that evening, Scolaro behaved as he did at other times when she knew he had injected heroin. When emergency personnel (EMT) arrived at the scene the following morning, Worm told at least one EMT that Scolaro had taken heroin. Scolaro's body bore pinpoint marks, which may have been needle marks, but the medical examiner could not deduce conclusively that they were upon examining the body. The presence of the marks did not prove Scolaro injected heroin or any other substance, but they were consistent with the testimony of Worm that Scolaro injected himself with heroin he acquired that evening from Ford.

The medical evidence does not by itself conclusively establish that Scolaro injected himself with heroin on the night of his death. Scolaro's specimen inquiry stated that the cause of death was “polydrug toxicity, with methamphetamine being the major contributing drug.” The specimen inquiry also showed that Scolaro did not have heroin in his system at the time tested, but his system did contain the following other substances: methamphetamine, amphetamine, pseudoephedrine, morphine, codeine, ethanol, alprazolam (Xanax) (an anti-anxiety), cotinine (a breakdown product of nicotine), and citalopram (an anti-depressant). Although the cause of death on the death certificate was acute respiratory failure and methamphetamine and heroin overdose, the medical examiner eventually testified that the most significant drugs contributing to Scolaro's death were methamphetamine, morphine, alcohol, and Xanax. Scolaro had no actual heroin remaining in his system at the time of the testing, according to the medical testimony, but his system did contain the substances codeine and morphine, which are by-products of heroin decomposition. Both Scolaro's blood and urine 6–AM tests, which test whether the morphine found in the decedent's system was the by-product of heroin, came out negative. Thus, the 6–AM tests did not definitively determine that heroin had been in Scolaro's system, but neither did it conclusively rule out its presence at some point given the passage of time from Scolaro's likely ingestion. However, the jury was presented with the testimony of Dr. Netser and Dr. Behonick, and, thus, the task of assessing the credibility and weight of their testimony.

In Washington, also a case involving a violation of § 841(a) and (b)(1)(C), the prosecution had to prove that the decedent had ingested Percocet, which was distributed to him by the defendant. 596 F.3d at 944. Percocet contains oxycodone and acetaminophen. Id. at 931 n. 3. The toxicology report on the decedent showed the presence of oxycodone but did not include a test for acetaminophen; therefore, there was no proof that acetaminophen was present in the decedent's body. Id. at 944. The expert opined that the inability to show the presence of acetaminophen did not rule out the possibility that the decedent ingested Percocet. Id. He believed it likely that by the time of the toxicology testing, any acetaminophen present would already have been metabolized. Id. Thus, acetaminophen would not appear in the decedent's system, even if testing had been done, because acetaminophen is metabolized faster than oxycodone. Id. We held that testimony that acetaminophen metabolized faster than oxycodone, which was found in the decedent's system could still support the conclusion that Percocet was present at one point. Id. The present case is similar to Washington in that the narcotic originally alleged to have been ingested—heroin—was absent in its original form from the decedent's system. A heroin by-product, morphine, was present, but tests regarding whether that morphine resulted from the break down of heroin were inconclusive. Based on all the testimony before it, the jury could have rationally concluded that Scolaro died as a result of the ingestion of multiple narcotics, including heroin distributed to him by Ford.

Viewing the evidence in a light most favorable to the jury's verdict and not re-weighing the credibility of the witnesses, we conclude that sufficient evidence supports the jury's verdict.

B. Motion for New Trial Based on Brady Disclosure Violation

Ford argues that the government violated his Fifth Amendment due process rights under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Specifically, he asserts that the government unfairly prejudiced his defense by not disclosing that Worm was providing testimony under the protection of an informal immunity agreement. Ford's counsel did not discover this arrangement between Worm and the government until after the trial. Ford bases his argument on the stipulated discovery order and an email from Worm's attorney stating an understanding between the U.S. Attorney and Worm. This email to Ford's counsel stated: “There was never any formal written immunity letter or agreement, so it would not have been in discovery. Our understanding between myself and the U.S. Attorneys Office is that as long as [Worm] told the truth, she would not be charged.”

Ford contends that if he had known about the informal deal, he would have had defense counsel cross-examine Worm about her motive to testify. Ford argues that (1) the “immunity agreement” referenced in the email could have been used for impeachment purposes to discredit Worm; (2) he reasonably relied on the prosecution's open-file policy that it would disclose evidence; (3) he would not have had to scavenge for undisclosed Brady material; and (4) the suppressed evidence was prejudicial because Ford lacked proof of motive for Worm's testimony. Ford argues that the failure to disclose the informal immunity agreement necessitates a new trial.

“We review the denial of a motion for a new trial based on a Brady violation for an abuse of discretion.” United States v. Ladoucer, 573 F.3d 628, 636 (8th Cir.2009). The elements of a Brady violation are as follows: “(1) the evidence was favorable to the defendant, (2) the evidence was material to guilt, and (3) the government suppressed the evidence.” Id. The Supreme Court has held that a new trial was warranted where the prosecution gave an informal immunity promise to a key co-conspirator witness, who was the only witness linking the defendant to the offense, and where the witness denied on the stand that a deal existed. Giglio v. United States, 405 U.S. 150, 153–54, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972). The Court noted that the prosecution's case “depended almost entirely on [the witness's] testimony; [and] without it there could have been no indictment and no evidence to carry the case to the jury.” Id. at 154. Materiality of the undisclosed evidence is an important consideration in deciding whether a new trial is warranted. Id. at 154. The “ ‘mere possibility’ “ that the undisclosed item “might have affected the outcome of the trial, does not establish ‘materiality’ in the constitutional sense.' ” United States v. Bigeleisen, 625 F.2d 203, 208 (8th Cir.1980) (quoting United States v. Agurs, 427 U.S. 97, 109–10, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976)). Moreover, the prosecution's failure to disclose adverse credibility findings does not necessarily warrant a new trial if there is other overwhelming evidence against the defendant. United States v. Jeanpierre, 636 F.3d 416, 423–24 (8th Cir.2011).

The district court denied Ford's new trial motion after concluding that no Brady violation occurred. First, the court found that there was no immunity agreement, informal or otherwise, to disclose. When questioned about his email to Ford's counsel, Worm's counsel could not recall an immunity agreement. The court construed the statement in the memo referencing an “understanding between myself and the U.S. Attorney's Office” that Worm should face no prosecution if she testifies truthfully as merely a warning against committing perjury and not proof of an informal immunity agreement. We agree with the district court.

We hold that the court did not abuse its discretion in denying the motion for a new trial.

C. Admission of Prior Convictions and Bad Acts

Ford argues in a supplemental brief that his criminal history was admitted into evidence at trial as inadmissible propensity evidence and should have been excluded. The government moved to strike the supplemental brief, and we now consider the government's motion. Under Federal Rule of Appellate Procedure 10(b)(1), an appellant is required to “[w]ithin 14 days after filing the notice of appeal” order a transcript regarding the appeal issue. This court cannot conduct a meaningful review without a transcript of the proceedings. See, e.g. Droste v. Julien, 477 F.3d 1030, 1034–35 (8th Cir.2007). The only documentation that Ford provides regarding transcripts from the motion in limine hearing regarding admissibility of evidence was an authorization-for-payment request to the district court dated February 9, 2012. The district court denied this request because of “no showing of necessity.” Ford asserts in his supplemental brief that his case is “virtually identical” to the Seventh Circuit case, United States v. Miller, 673 F.3d 688 (7th Cir.2012), which was decided on March 12, 2012. Ford did not renew his request for a transcript after Miller was decided, after he decided to appeal this new issue, or after he was granted leave to appeal the new issue. Since we are unable to conduct a meaningful review without the transcript and Ford has not provided a plausible justification for failing to provide it, we grant the government's motion to strike the supplemental brief.

III. Conclusion

Accordingly, we affirm the judgment of the district court.

FOOTNOTES

1.  Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).

2.  The Honorable Linda R. Reade, Chief Judge, United States District Court for the Northern District of Iowa.

SMITH, Circuit Judge.


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